Director and 10% owner Alison Mosca filed a Form 4 with the SEC on November 13, 2026, disclosing the acquisition of a stock option covering 4,707 shares of Clene Inc. common stock, granted on November 12, 2026.

Key Highlights

  • Reporting person: Alison Mosca, identified in the filing as a Director and 10% Owner of Clene Inc.
  • Grant date: November 12, 2026, under the Clene Inc. Amended 2020 Stock Plan.
  • Option size: 4,707 shares of common stock, acquired with transaction code A (acquired).
  • Exercise price: $4.00 per share, with an expiration date of November 11, 2036.
  • Vesting: According to the filing, "The options vest immediately upon grant."
  • Price of derivative security: $0, as reported in the filing.
  • Beneficial ownership following transaction: 4,707 derivative securities, held directly.

Alison Mosca's November 2026 Option Grant at Clene Inc.

Clene Inc. (NASDAQ:CLNN) director and 10% owner Alison Mosca disclosed the receipt of a stock option covering 4,707 shares of Clene Inc. common stock, according to a Form 4 filed with the SEC on November 13, 2026. The grant was made on November 12, 2026, under the Clene Inc. Amended 2020 Stock Plan, with an exercise price of $4.00 per share.

The filing reports the option as acquired (transaction code A) at a derivative security price of $0. Per the explanation of responses included in the filing, "This option was granted on November 12, 2026 as an option for 4,707 shares of Common Stock under the Clene Inc. Amended 2020 Stock Plan at an exercise price of $4.00 per share. The options vest immediately upon grant." The option is set to expire on November 11, 2036, giving it a ten-year term from the grant date.

Following this transaction, Mosca's beneficial ownership of derivative securities stands at 4,707, held directly, as reported in Table II of the filing. No non-derivative securities transactions were reported in Table I. The Form 4 was signed by Jerome T. Miraglia as power of attorney on November 13, 2026.

What Was Disclosed

The filing disclosed that Alison Mosca, a director and 10% owner of Clene Inc., received a stock option for 4,707 shares at $4.00 per share on November 12, 2026, vesting immediately upon grant, with an expiration date of November 11, 2036.