Gregory Warsek, Executive Vice President of Associated Banc-Corp, filed a Form 4 on August 13, 2026, reporting multiple transactions in the company's common stock dated August 12, 2026.

Key Highlights

  • Option exercise: Warsek exercised an incentive stock option covering 13,018 shares of common stock at $26.00 per share on August 12, 2026.
  • Open-market sale (weighted average): 13,018 shares were sold at a weighted average price of $32.01, with individual transactions ranging from $32.00 to $32.015.
  • Additional direct sale: 3,282 shares were disposed of at $32.00 per share on the same date.
  • Direct ownership following transactions: 13,809 shares of common stock held directly after all reported transactions.
  • 401(k) reallocation: 14,927 equivalent units were transferred out of the issuer stock fund into an alternative investment fund within the issuer's 401(k) plan, leaving an indirect balance of 13,605.08 units.
  • Options extinguished: The exercised incentive stock option, which had an expiration date of February 27, 2027, shows zero derivative securities remaining after the transaction.

Warsek's August 12, 2026 Transactions in Associated Banc-Corp Common Stock

According to the filing, Gregory Warsek, identified as an Executive Vice President of Associated Banc-Corp (NYSE:ASB), reported four transactions in the company's common stock all dated August 12, 2026. The filing was signed on his behalf by Lynn M. Floeter under a power of attorney and submitted on August 13, 2026.

The filing discloses that Warsek exercised an incentive stock option for 13,018 shares at a conversion price of $26.00 per share. The options were described as vesting "in four equal annual installments beginning 2/8/2018" with an expiration date of February 27, 2027. Following the exercise, the filing reports zero derivative securities remaining under that option grant. On the same date, the filing records the sale of those same 13,018 shares at a weighted average price of $32.01, with the footnote clarifying that transactions occurred "at prices ranging from $32.00 to $32.015, inclusive." A separate sale of 3,282 shares was also reported at $32.00 per share.

The filing additionally discloses an intra-plan transfer within the issuer's 401(k) plan. According to the filing, this transaction reflects "the intra-plan transfer (reallocation) of equivalent units of Issuer common stock out of the Issuer stock fund and into an alternative investment fund" - 14,927 units at $0 consideration - leaving an indirect beneficial ownership balance of 13,605.08 units. After all transactions, Warsek's direct beneficial ownership in common stock stands at 13,809 shares, per the filing.

What Was Disclosed

The Form 4 discloses an option exercise, two open-market share sales, and a 401(k) plan reallocation by Associated Banc-Corp EVP Gregory Warsek, all transacted on August 12, 2026, resulting in direct ownership of 13,809 shares.