A Form 4 filed on September 4, 2026 with the U.S. Securities and Exchange Commission reports that Gregory Garrabrants, President and Chief Executive Officer of Axos Financial, Inc. (NYSE:AX), was awarded 61,482 restricted stock units on September 3, 2026 under the company's 2014 stock incentive plan.

Key Highlights

  • Grant date: September 3, 2026, per the filing.
  • Award size: 61,482 restricted stock units (RSUs) acquired, with a price of $0.0 per unit as reported.
  • Vesting schedule: RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant, according to the filing.
  • Post-transaction holdings: Garrabrants beneficially owned 454,229 derivative securities (RSUs) following the reported transaction, held directly.
  • Underlying security: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock, as stated in the filing.
  • Plan basis: The grant was made under the Axos Financial, Inc. 2014 stock incentive plan in connection with Garrabrants's employment contract as Chief Executive Officer.

RSU Award Details for Axos Financial's President and CEO

According to the Form 4 filed on September 4, 2026, Gregory Garrabrants, who serves as both a Director and President and CEO of Axos Financial, Inc. (NYSE:AX), received a grant of 61,482 restricted stock units on September 3, 2026. The filing identifies the grant as being made under the Axos Financial, Inc. 2014 stock incentive plan and states that it was issued "in connection with the reporting person's employment contract as Chief Executive Officer."

The filing records the transaction code as "A" (acquired) and notes the price of the derivative security as $0.0. Each RSU represents, per the filing's explanation, "a contingent right to receive one share of Axos Financial, Inc. Common Stock." The RSUs are reported as directly held. Following this transaction, Garrabrants is disclosed as beneficially owning 454,229 RSUs in total on a direct basis.

The filing specifies a four-year vesting schedule, with one-fourth of the RSUs vesting on each fiscal year-end following the grant date. The Form 4 was signed by Derrick Walsh on behalf of Gregory Garrabrants and dated September 4, 2026.

What Was Disclosed

The filing reports a single RSU grant of 61,482 units to Axos Financial's President and CEO on September 3, 2026, under the company's 2014 stock incentive plan, with a four-year vesting schedule and resulting total direct RSU holdings of 454,229.