A Form 4 filed on August 7, 2026 with the U.S. Securities and Exchange Commission reports that Roque A. Santi, a director of Axos Financial, Inc. (NYSE: AX), sold 500 shares of common stock on August 5, 2026.

Key Highlights

  • Reporting person: Roque A. Santi, identified as a Director of Axos Financial, Inc.
  • Transaction: 500 shares of common stock disposed of (transaction code S) on August 5, 2026.
  • Sale price: $105.3 per share, as reported in the filing.
  • Remaining holdings: Following the transaction, Santi directly holds 7,146 shares of common stock.
  • No derivative activity: Table II reports no derivative securities acquired or disposed of.

Axos Financial Director Roque Santi Reports August 2026 Common Stock Sale

According to the Form 4 filed on August 7, 2026, Roque A. Santi, a director of Axos Financial, Inc. (NYSE: AX), disposed of 500 shares of the company's common stock on August 5, 2026. The filing indicates the transaction was coded "S," denoting a sale, at a price of $105.3 per share. The form was signed by Derrick Walsh on behalf of Roque Santi.

The filing discloses that following the reported transaction, Santi beneficially owned 7,146 shares of Axos Financial common stock on a direct basis. No indirect holdings were reported for this security. Table II of the filing, covering derivative securities such as options or warrants, shows no transactions or positions reported.

The form was filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, which requires officers, directors, and certain shareholders to report changes in their beneficial ownership of company securities. The filing does not indicate whether the transaction was made pursuant to a Rule 10b5-1(c) trading plan, as the corresponding checkbox on the form was not checked.

What Was Disclosed

The filing discloses a single open-market sale of 500 shares of Axos Financial common stock by director Roque A. Santi at $105.3 per share on August 5, 2026, leaving him with a direct beneficial ownership of 7,146 shares.