Thomas Constantine, an officer of Axos Financial, Inc., filed a Form 144 notice of proposed sale of 913 shares of common stock on November 9, 2026, with the sale to be executed through Morgan Stanley Smith Barney LLC Executive Financial Services on the NYSE.

Key Highlights

  • Proposed seller: Thomas Constantine, identified as an officer of Axos Financial, Inc.
  • Shares proposed for sale: 913 shares of common stock, with an aggregate market value of $86,479.45 according to the filing.
  • Shares outstanding: The filing reports 56,721,014 shares of common stock outstanding.
  • Acquisition source: The shares were acquired as restricted stock from the issuer on September 15, 2026, in two tranches of 426 shares and 487 shares.
  • Broker named: Morgan Stanley Smith Barney LLC Executive Financial Services, 1 New York Plaza, 8th Floor, New York, NY 10004.
  • No sales in past 3 months: The filing indicates "Nothing to Report" for securities sold during the past three months by the person filing the notice.

Thomas Constantine's Proposed Rule 144 Sale of Axos Financial Common Stock

According to the filing, Thomas Constantine, an officer of Axos Financial, Inc. (NYSE:AX), submitted a Form 144 notice dated November 9, 2026, disclosing a proposed sale of 913 shares of Axos Financial common stock. The filing lists an aggregate market value of $86,479.45 for the shares to be sold, with an approximate sale date of November 9, 2026. The sale is to be conducted through Morgan Stanley Smith Barney LLC Executive Financial Services.

The filing discloses that the 913 shares were acquired from the issuer as restricted stock on September 15, 2026, in two separate tranches: 426 shares and 487 shares. Both tranches are dated September 15, 2026, with no payment consideration noted beyond "Not Applicable" for the nature of payment. No prior sales by Constantine in the past three months are reported in the filing.

Axos Financial, Inc. is listed on the NYSE and is headquartered at 9205 West Russell Road, Suite 400, Las Vegas, Nevada 89148, according to the issuer information section of the filing. The filing carries SEC File Number 001-37709 and was submitted by filer CIK 0001778031. The notice was signed by Thomas M. Constantine.

What Was Disclosed

Axos Financial officer Thomas Constantine filed a Form 144 proposing to sell 913 shares of common stock acquired as restricted stock from the issuer on September 15, 2026, with an aggregate market value of $86,479.45 and an approximate sale date of November 9, 2026.