Basswood Financial Fund, Ltd., a 10% stockholder in Regional Management Corp., filed a Form 144 notice on November 3, 2026, disclosing a proposed sale of 90 shares of Regional Management common stock through Jones Trading Institutional Services LLC on the New York Stock Exchange.

Key Highlights

  • Proposed sale: Basswood Financial Fund, Ltd. intends to sell 90 shares of Regional Management Corp. common stock (par value $0.10).
  • Aggregate market value: The 90 shares carry an aggregate market value of $3,529, based on the closing price of $39.21 on November 2, 2026.
  • Shares outstanding: As of October 27, 2026, Regional Management Corp. had 8,947,424 shares of common stock outstanding, according to the filing.
  • Acquisition history: Basswood Financial Fund obtained the shares through open market purchases and transfers from affiliates between March 2014 and May 2024.
  • No sales in past 3 months: The filing reports nothing to disclose regarding securities sold in the three months preceding the notice date.
  • Broker named: Jones Trading Institutional Services LLC, located at 555 St. Charles Drive, Suite 200, Thousand Oaks, CA 91360, is identified as the broker for the proposed transaction.
  • Signing authority: The notice was signed by Marc Samit, Principal and Chief Operating Officer of Basswood Capital Management, L.L.C., as investment manager for Basswood Financial Fund, Ltd.

Basswood Financial Fund's Proposed Disposition of Regional Management Shares

Basswood Financial Fund, Ltd., identified in the filing as a 10% stockholder of Regional Management Corp. (NYSE:RM), submitted a Form 144 notice to the U.S. Securities and Exchange Commission on November 3, 2026. The notice covers a proposed sale of 90 shares of Regional Management's common stock, with an approximate sale date of November 3, 2026, through Jones Trading Institutional Services LLC on the NYSE. Regional Management Corp., headquartered at 979 Batesville Road, Suite B, Greer, South Carolina 29651, is a consumer finance company focused on personal loan products for everyday customers.

According to the filing, the aggregate market value of the shares proposed for sale is $3,529, calculated using the closing price of $39.21 per share recorded on November 2, 2026. The number of shares outstanding, reported as 8,947,424, is drawn from the most recent quarterly filing submitted by the issuer on October 30, 2026, reflecting data as of October 27, 2026.

The filing indicates that the 90 shares were acquired through a combination of open market purchases and transfers from affiliates, with the acquisition period spanning from March 2014 through May 2024. The initial entry in the securities-acquired table references a transaction date of March 24, 2014, with 4,908 units acquired for cash. The filing also notes that Basswood Financial Fund had no reportable securities sales in the three months preceding this notice.

What Was Disclosed

Basswood Financial Fund, Ltd. filed a Form 144 on November 3, 2026, disclosing a proposed sale of 90 Regional Management Corp. common shares with an aggregate market value of $3,529, to be executed through Jones Trading Institutional Services LLC on the NYSE.