Cathy E. Cooper, EVP and Chief Consumer Banker of WAFD Inc, filed a Form 4 on November 3, 2026, disclosing a disposition of 2,105 shares of common stock on October 31, 2026, at $29.35 per share.
Key Highlights
- Reporting person: Cathy E. Cooper, EVP and Chief Consumer Banker of WAFD Inc (NASDAQ:WAFD)
- Transaction: Disposition (Code F) of 2,105 shares of common stock on October 31, 2026, at $29.35 per share
- Direct holdings after transaction: 93,520 shares beneficially owned directly, which include 37,288 stock units awarded under a Supplemental Executive Retirement Plan (SERP)
- Indirect holdings: 10,818 shares held indirectly through a 401(k) plan, with both direct and indirect holdings including shares acquired in dividend reinvestment transactions
- No derivative securities were reported acquired or disposed of in this filing
Cooper's October 31 Share Disposition and Resulting Ownership in WAFD Inc
According to the filing, Cathy E. Cooper, serving as EVP and Chief Consumer Banker at WAFD Inc, reported a single non-derivative securities transaction on October 31, 2026. The transaction was coded "F," indicating a disposition of 2,105 shares of WAFD Inc common stock at a price of $29.35 per share. The filing does not specify whether this transaction was made pursuant to a Rule 10b5-1 plan, as the corresponding checkbox on the form was not checked.
Following the reported transaction, the filing discloses that Cooper directly holds 93,520 shares of common stock. The filing notes in its explanation of responses that this figure includes 37,288 stock units awarded pursuant to a Supplemental Executive Retirement Plan (SERP) for the benefit of the reporting person. In addition, the filing states that holdings include shares acquired in dividend reinvestment transactions, applicable to both the direct and indirect positions.
Cooper also holds 10,818 shares indirectly through a 401(k) plan, as reported in Table I of the filing. No activity was reported in Table II, which covers derivative securities such as options, warrants, or convertible instruments. The Form 4 was signed by Cathy E. Cooper and filed on November 3, 2026.
What Was Disclosed
WAFD Inc officer Cathy E. Cooper disclosed a disposition of 2,105 common shares on October 31, 2026, at $29.35 each. After the transaction, she directly owned 93,520 shares, including 37,288 SERP stock units, and held 10,818 shares indirectly via a 401(k).



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