ConnectOne Bancorp, Inc. filed a Form 10-Q/A (Amendment No. 1) on August 18, 2026, amending its quarterly report for the period ended June 30, 2026, solely to correct a clerical error in the reported number of common shares outstanding on the original filing's cover page.

Key Highlights

  • Sole purpose of amendment: To correct a clerical error on the cover page regarding the number of common shares outstanding as of August 4, 2026.
  • Incorrect figure in original filing: The original filing, dated August 4, 2026, inadvertently reported 54,295,380 issued shares instead of the outstanding share count.
  • Corrected outstanding shares: The amended cover page states 50,319,832 shares of common stock outstanding as of August 4, 2026.
  • No financial restatement: According to the filing, no financial statements, notes, MD&A, or other financial disclosures were modified, updated, or restated.
  • New certifications filed: New Section 302 Sarbanes-Oxley certifications by the CEO and CFO are included as Exhibits 31.1 and 31.2.
  • Two securities listed: Common stock (NASDAQ:CNOB) and Depositary Shares representing a 1/40th interest in 5.25% Series A Non-Cumulative perpetual preferred stock (NASDAQ:CNOBP).

ConnectOne Bancorp Corrects Issued vs. Outstanding Share Count in 10-Q/A Filing

ConnectOne Bancorp, Inc. (NASDAQ:CNOB), headquartered in Englewood Cliffs, New Jersey, filed Amendment No. 1 on Form 10-Q/A on August 18, 2026, to address a specific error in its previously filed quarterly report. According to the filing, the company "inadvertently reported the number of issued shares (54,295,380) instead of the number of outstanding shares (50,319,832)" on the cover page of the original Form 10-Q, which was filed with the Securities and Exchange Commission on August 4, 2026.

The filing states that this amendment is "being filed solely to correct a clerical error on the cover page" and that "no other changes have been made to Part I or Part II of the Original Filing." The company further disclosed that the amendment "does not modify, update, or restate any financial statements, notes, Management's Discussion and Analysis of Financial Condition and Results of Operations, or other financial disclosures contained in the Original Filing, and does not reflect any events occurring after the original filing date of August 4, 2026."

Pursuant to Rule 12b-15 under the Securities Exchange Act of 1934, as amended, the company's Chairman and Chief Executive Officer, Frank Sorrentino III, and Senior Executive Vice President and Chief Financial Officer, William S. Burns, signed new certifications pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, filed as Exhibits 31.1 and 31.2 respectively. ConnectOne Bancorp is classified as a large accelerated filer, according to the filing.

What Was Disclosed

ConnectOne Bancorp filed a 10-Q/A to replace an incorrect issued share count (54,295,380) with the correct outstanding share count (50,319,832) as of August 4, 2026, on the original quarterly report's cover page. No other disclosures were changed.