Intercontinental Exchange, Inc. Global Head of Clearing and Chief Risk Officer Elizabeth Kathryn King filed a Form 4 on November 6, 2026, disclosing the sale of 1,919 shares of common stock on November 4, 2026.

Key Highlights

  • Sale transaction: Elizabeth Kathryn King disposed of 1,919 shares of Intercontinental Exchange common stock on November 4, 2026, at a price of $175 per share.
  • 10b5-1 plan: According to the filing, the transaction was effected pursuant to a Rule 10b5-1 trading plan approved and effective as of February 6, 2026.
  • Remaining holdings: Following the transaction, King beneficially owned 21,835 securities in aggregate, held directly.
  • Composition of holdings: The 21,835 aggregate figure includes 14,661 shares of common stock, 5,734 unvested restricted stock units (RSUs), and 1,440 performance-based restricted stock units (PSUs) for which the performance period has been satisfied.
  • ESPP shares: The filing notes that 101 shares were acquired under the Intercontinental Exchange Employee Stock Purchase Plan on June 30, 2026, and are included in the beneficially owned total.
  • Pending PSU determinations: The number of shares to be issued under the 2024, 2025, and 2026 TSR PSUs and EBITDA PSUs will not be determined until February 2027, February 2028, and February 2029, respectively, and will be reported at the time of vesting.

King's November 2026 Share Disposition at Intercontinental Exchange

According to the Form 4 filed with the SEC on November 6, 2026, Elizabeth Kathryn King, identified in the filing as Global Head of Clearing and CRO at Intercontinental Exchange, Inc. (NYSE:ICE), sold 1,919 shares of common stock on November 4, 2026, at $175 per share. The filing indicates the sale was coded as a disposition (D) and was carried out under a Rule 10b5-1 trading plan that became effective February 6, 2026.

After the reported transaction, King's direct beneficial ownership stood at 21,835 securities in aggregate. The filing clarifies that this figure represents 14,661 shares of common stock, 5,734 unvested RSUs, and 1,440 PSUs for which the performance period has been satisfied. The filing also notes that RSUs and PSUs "vest over a three-year period, in which 33.33% of the units vest each year."

Several additional PSU awards remain unresolved. The filing states that the satisfaction of the 2024, 2025, and 2026 TSR PSUs and three-year EBITDA PSUs, and the corresponding number of shares to be issued, will not be determined until February 2027, February 2028, and February 2029, respectively, and will be reported at the time of vesting. No derivative securities transactions were reported in Table II of the filing.

What Was Disclosed

The filing disclosed a single open-market sale of 1,919 shares by ICE officer Elizabeth Kathryn King on November 4, 2026, at $175 per share under a pre-established 10b5-1 plan, leaving her with direct beneficial ownership of 21,835 securities in aggregate.