A Form 4 filed on September 11, 2026 reports that Amy Phillips, Executive Vice President of Ethan Allen Interiors Inc.'s Retail Division, acquired 990 shares of common stock through the vesting of performance-based stock units and had 354 shares withheld for tax purposes on the same date.

Key Highlights

  • Vesting event: 990 performance-based stock units, originally granted on August 8, 2023, were earned, vested, and issued on September 11, 2026.
  • Tax withholding: 354 shares were withheld at vesting to cover required tax withholding obligations.
  • Share price used: Both transactions were recorded at $21.93 per share, the closing price of Ethan Allen Interiors Inc. common stock on September 11, 2026.
  • Resulting ownership: Following both transactions, Phillips directly beneficially owns 23,113 shares of common stock.
  • Role: Phillips is identified in the filing as EVP, Retail Division of Ethan Allen Interiors Inc. (NYSE:ETD).

Performance Unit Vesting and Tax Withholding for Ethan Allen Retail EVP

According to the filing, Amy Phillips, EVP of the Retail Division at Ethan Allen Interiors Inc. (NYSE:ETD), was the subject of two transactions on September 11, 2026. The first, coded "M," reflects the acquisition of 990 shares at $21.93 per share, representing performance-based stock units that had been previously granted on August 8, 2023, and were subsequently earned, vested, and issued on the transaction date.

The second transaction, coded "F," represents 354 shares disposed of at $21.93 per share. The filing states this figure represents "the number of shares withheld at vesting to cover required tax withholding," with the per-share value based on the closing price of Ethan Allen Interiors Inc. common stock as reported on September 11, 2026. Following both transactions, Phillips directly holds 23,113 shares of common stock, according to the filing.

The Form 4 was signed by Matthew J. McNulty as attorney-in-fact for Amy Phillips on September 11, 2026. The filing indicates Phillips is an officer of the issuer and was filing as one reporting person. No derivative securities transactions were reported in Table II of the form.

What Was Disclosed

The filing discloses the vesting of 990 performance-based stock units granted in 2023 to Ethan Allen's EVP of Retail, the withholding of 354 shares for taxes, a transaction price of $21.93 per share, and a resulting direct ownership of 23,113 shares.