ETHAN ALLEN INTERIORS INC CEO Kathwari M Farooq exercised Options for 7,973 shares at $21.93 per share and separately forfeited 7,204 shares on September 11, 2026. Investors can see post-transaction holdings of 1,473,503 and 1,466,299 shares, with each transaction representing about 0.5% on its applicable basis.

Key Highlights

  • The option exercise used SEC transaction code M and left Kathwari M Farooq with 1,473,503 shares.
  • The separate forfeiture was classified under code F and was followed by reported ownership of 1,466,299 shares.
  • Each transaction represented about 0.5%, measured against the resulting holding for the exercise and the prior holding for the forfeiture.

ETHAN ALLEN INTERIORS INC (NYSE: ETD) Chairman, President and CEO Kathwari M Farooq exercised options for 7,973 shares at $21.93 per share on September 11, 2026. A separate entry dated the same day recorded his forfeiture of 7,204 shares at $21.93 per share.

Option Exercise and Forfeiture Details

Farooq’s reported ownership after that transaction was 1,473,503 shares. The separate code F entry recorded the forfeiture of 7,204 shares at $21.93 per share on September 11, 2026. His reported ownership following the forfeiture was 1,466,299 shares.

The transaction percentages were tied to different holding references. The option exercise represented about 0.5% of Farooq’s resulting shares holding, while the forfeiture represented about 0.5% of his prior shares holding. The filing reports the percentage reference used for each transaction separately. The filing reports both the executive’s post-exercise position and his post-forfeiture position.