Yves Le Pendeven, Chief Financial Officer of Funko, Inc. (NASDAQ:FNKO), filed a Form 4 on September 3, 2026, disclosing the sale of Class A Common Stock across transactions dated August 28 and September 1, 2026.

Key Highlights

  • Reporting person: Yves Le Pendeven, CFO of Funko, Inc.
  • First sale (08/28/2026): 6,862 shares of Class A Common Stock disposed of at a weighted average price of $7.0154, with individual transactions ranging from $7.00 to $7.05.
  • Second sale (09/01/2026): 1,833 shares sold at $6.60 and 34,074 shares sold at a weighted average price of $6.5067, with individual transactions ranging from $6.18 to $6.76.
  • Resulting ownership: Following all reported transactions, Le Pendeven held 0 shares of Class A Common Stock directly.
  • 10b5-1 plans: The August 28 sale was made under a plan adopted May 13, 2025; the September 1 sales were made under a plan adopted May 13, 2026.
  • Filing checkbox: The form indicates transactions were made pursuant to a contract, instruction, or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Funko CFO Le Pendeven Discloses Full Exit From Direct Class A Holdings

According to the filing, Yves Le Pendeven, serving as CFO of Funko, Inc., reported three separate dispositions of Class A Common Stock over two trading dates. On August 28, 2026, the filing discloses 6,862 shares were sold at a weighted average price of $7.0154. That sale was conducted under a 10b5-1 trading plan adopted by the reporting person on May 13, 2025. At that point, the filing states Le Pendeven held 35,907 shares directly following the transaction.

On September 1, 2026, two additional sales are reported. The filing discloses 1,833 shares were sold at $6.60, reducing direct holdings to 34,074 shares. Subsequently, the remaining 34,074 shares were sold at a weighted average price of $6.5067, with individual transactions ranging from $6.18 to $6.76, according to the filing. Both September 1 transactions were conducted under a separate 10b5-1 plan adopted May 13, 2026. Following these transactions, the filing reports Le Pendeven's direct beneficial ownership of Class A Common Stock at 0 shares.

The filing was signed by Tracy D. Daw as Attorney-in-Fact for Yves Le Pendeven and dated September 3, 2026. The filing notes that for any weighted average price transaction, the reporting person "undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price."

What Was Disclosed

The Form 4 filed September 3, 2026, reports that Funko CFO Yves Le Pendeven sold a total of 42,769 shares of Class A Common Stock on August 28 and September 1, 2026, under two separate 10b5-1 trading plans, reducing his direct holdings to zero.