Director Matt Gonzalez filed a Form 4 with the SEC on November 9, 2026, disclosing the acquisition of restricted common stock in Marygold Companies, Inc. (NASDAQ:MGLD) on November 6, 2026.

Key Highlights

  • Shares acquired: Gonzalez received 2,538 shares of common stock on November 6, 2026, at a price of $1.97 per share.
  • Nature of grant: According to the filing, the shares are restricted and were granted as compensation for services as a director for the period November 6, 2026 through November 5, 2027.
  • Vesting schedule: The filing states that 212 shares vested on November 6, 2026, with additional shares vesting monthly thereafter, fully vesting on November 5, 2027.
  • Direct ownership following transaction: Gonzalez directly holds 17,317 shares of common stock following the reported transaction.
  • Derivative security: The filing also discloses that Gonzalez indirectly holds 11,670 shares of Series B Convertible, Voting, Preferred Stock through a general partnership in which he is a 50% partner.
  • Conversion feature: Each share of Series B Preferred Stock is convertible at any time into 20 shares of common stock at no additional consideration, representing an underlying 233,400 shares of common stock.

Director Gonzalez's November 2026 Stock Grant and Beneficial Ownership at Marygold Companies

According to the Form 4 filed on November 9, 2026, Matt Gonzalez, a director of Marygold Companies, Inc. (NASDAQ:MGLD), acquired 2,538 shares of common stock on November 6, 2026. The filing records the transaction with code "A," indicating an acquisition, at a price of $1.97 per share. The filing describes these as restricted shares granted as compensation for services as a director covering the period November 6, 2026 through November 5, 2027.

The filing states that 212 shares vested on the grant date of November 6, 2026, with additional shares vesting monthly thereafter until full vesting on November 5, 2027. Following the reported transaction, Gonzalez directly holds 17,317 shares of common stock, according to the disclosure.

In Table II of the filing, Gonzalez also reports indirect beneficial ownership of 11,670 shares of Series B Convertible, Voting, Preferred Stock. The filing explains these shares are held through a general partnership of which Gonzalez is a 50% partner. The filing notes that each share of Series B Preferred Stock "is convertible at any time into 20 shares of common stock, $0.001 par value per share, of the issuer and without payment of additional consideration therefore," corresponding to an underlying 233,400 shares of common stock. The preferred stock position carries a transaction code of "M," with a derivative security price of $0.24 as reported.

What Was Disclosed

Marygold Companies director Matt Gonzalez disclosed the receipt of 2,538 restricted shares at $1.97 per share as director compensation, vesting over approximately one year, and indirect ownership of 11,670 Series B Preferred shares convertible into 233,400 common shares.