Stephen M. Hauber, Executive Vice President, Chief Financial Officer and Principal Accounting Officer of Navient Holdings, Inc., filed an initial statement of beneficial ownership on November 9, 2026, reporting holdings as of the event date of October 28, 2026.

Key Highlights

  • Reporting person: Stephen M. Hauber, serving as EVP, CFO and PAO of Navient Holdings, Inc. (NASDAQ:NAVI).
  • Event date: October 28, 2026, which triggered the initial beneficial ownership statement.
  • Direct common stock holdings: 359,860.153 shares of common stock held directly.
  • Restricted and performance stock units: 178,069.765 of the reported shares represent restricted stock units and performance stock units subject to vesting, received in respect of awards originally granted by Navient Corporation.
  • Successor entity: According to the filing, Navient Holdings, Inc. is the successor to Navient Corporation under the Securities Exchange Act of 1934, as amended.
  • No derivative securities: Table II of the filing lists no derivative securities beneficially owned.

Hauber's Initial Beneficial Ownership at Navient Holdings

Stephen M. Hauber submitted a Form 3 initial statement of beneficial ownership to the SEC on November 9, 2026, with an event date of October 28, 2026. The filing identifies Hauber as an officer of Navient Holdings, Inc. (NASDAQ:NAVI), holding the titles of Executive Vice President, Chief Financial Officer and Principal Accounting Officer. The form was signed by Matthew Sheldon under a Power of Attorney on behalf of Hauber.

According to the filing, Hauber directly owns 359,860.153 shares of Navient Holdings common stock. The filing includes a footnote disclosing that 178,069.765 of those shares represent restricted stock units and performance stock units "that were received in respect of, and remain subject to vesting terms applicable to, restricted stock units and performance stock units granted by, and as reported on Form 4 filings with respect to, Navient Corporation." The filing further states that Navient Holdings, Inc. is the successor to Navient Corporation under the Securities Exchange Act of 1934, as amended, which explains why a new Form 3 was required.

No indirect beneficial ownership and no derivative securities, such as puts, calls, warrants, options, or convertible securities, were reported in the filing. The filing was made by one reporting person and was not an amendment to a prior filing.

What Was Disclosed

Navient Holdings, Inc. officer Stephen M. Hauber filed an initial beneficial ownership statement reporting direct ownership of 359,860.153 common shares, of which 178,069.765 are unvested restricted and performance stock units carried over from Navient Corporation.