Amir F. Heshmatpour, CEO, President, and Director of NeOnc Technologies Holdings, Inc., filed a Form 4 on November 9, 2026, disclosing open-market purchases of common stock on November 5 and November 6, 2026.

Key Highlights

  • November 5 purchase: Heshmatpour acquired 30,000 shares of common stock at a weighted average price of $3.167, with individual prices ranging from $3.16 to $3.17 per share.
  • November 6 purchase: Heshmatpour acquired 40,000 shares at a weighted average price of $3.3875, with individual prices ranging from $3.21 to $3.55 per share.
  • Direct holdings after transactions: Heshmatpour directly beneficially owned 3,253,000 shares following the November 6 purchase, including 275,000 shares held by certain immediate family members for which he disclaims beneficial ownership except to the extent of his pecuniary interest.
  • Indirect holdings: The filing also discloses 256,120 shares held indirectly through HCWG LLC (his proportionate interest), 550,000 shares held by KIG LLC (of which his spouse is sole member, with beneficial ownership disclaimed except for his pecuniary interest), and 3,714,020 shares held through AFH Holdings & Advisory, LLC, of which he is the sole member and manager.
  • Transaction codes: Both transactions were coded "P" (open-market purchase) under the filing's Table I.

Heshmatpour's Two-Day Open-Market Purchases of NeOnc Technologies Common Stock

According to the Form 4 filed with the SEC on November 9, 2026, Amir F. Heshmatpour, who serves as CEO, President, and Director of NeOnc Technologies Holdings, Inc. (NASDAQ:NTHI), and is also identified as a 10% owner, purchased a combined 70,000 shares of the company's common stock across two consecutive trading days. The filing notes that on each date, shares were acquired at multiple prices, and the reported per-share figures represent weighted averages of those intra-day prices.

On November 5, 2026, Heshmatpour purchased 30,000 shares at a weighted average price of $3.167 per share, with individual transaction prices ranging from $3.16 to $3.17. On November 6, 2026, he purchased an additional 40,000 shares at a weighted average price of $3.3875 per share, with prices ranging from $3.21 to $3.55. The filing states that full detail on the number of shares purchased at each individual price is available upon request to the SEC staff, the issuer, or any security holder.

Following both transactions, Heshmatpour's direct beneficial ownership stood at 3,253,000 shares, as reported in Table I. In addition, the filing discloses indirect ownership interests: 256,120 shares through HCWG LLC, representing his proportionate interest; 550,000 shares through KIG LLC, whose sole member is his spouse (with beneficial ownership disclaimed except to the extent of his pecuniary interest); and 3,714,020 shares through AFH Holdings & Advisory, LLC, of which Heshmatpour is the sole member and manager. The filing was signed by Heshmatpour on November 9, 2026.

What Was Disclosed

The filing reports two open-market purchases of NeOnc Technologies Holdings common stock by its CEO, President, and Director on November 5 and November 6, 2026, totaling 70,000 shares, along with a full accounting of his direct and indirect beneficial ownership positions.