Keith Demmings filed an initial statement of beneficial ownership with the SEC on November 2, 2026, reporting his status as a newly appointed director of Moody's Corp /DE/, traded on the NYSE as MCO.

Key Highlights

  • Reporting person: Keith Demmings, listed as a Director of Moody's Corp /DE/ (NYSE:MCO).
  • Filing date and event date: Both the date of the event requiring the statement and the filing date are listed as 11/02/2026.
  • No securities held: The filing states "No securities are beneficially owned" in both Table I (non-derivative securities) and Table II (derivative securities).
  • Filing type: This is an initial statement, not an amendment, indicating a first-time Section 16(a) reporting obligation.
  • Signed by proxy: The form was signed by Elizabeth McCarroll under a power of attorney on behalf of Keith Demmings.

Demmings Joins Moody's Board With No Initial Securities Position

According to the filing, Keith Demmings submitted a Form 3 - Initial Statement of Beneficial Ownership of Securities - with the U.S. Securities and Exchange Commission on November 2, 2026. The filing was made pursuant to Section 16(a) of the Securities Exchange Act of 1934, which requires officers, directors, and certain shareholders to report their initial holdings upon becoming an insider of a publicly traded company.

The registrant is identified as Moody's Corp /DE/, with the ticker symbol MCO listed on the filing. Demmings is identified solely as a Director, with no officer title indicated. His address is listed as 7 WTC at 250 Greenwich Street, New York, New York 10007, which corresponds to the issuer's principal offices.

Both Table I, covering non-derivative securities, and Table II, covering derivative securities such as puts, calls, warrants, options, and convertible securities, are blank. The filing explicitly states "No securities are beneficially owned" under each table. The form was filed by one reporting person and signed by Elizabeth McCarroll by power of attorney for Keith Demmings, dated November 2, 2026.

What Was Disclosed

Keith Demmings filed an initial beneficial ownership report as a new director of Moody's Corp /DE/ (NYSE:MCO), disclosing no direct or indirect holdings in either non-derivative or derivative securities of the company as of the event date of November 2, 2026.