Kelli Holz, Executive Vice President and Chief Financial Officer of WAFD Inc, filed a Form 4 on November 3, 2026, disclosing a disposition of 2,231 shares of common stock on October 31, 2026, at $29.35 per share through a tax withholding transaction.

Key Highlights

  • Reporting person: Kelli Holz, EVP and CFO of WAFD Inc (NASDAQ:WAFD)
  • Transaction: 2,231 shares of common stock disposed of (transaction code F) on October 31, 2026, at $29.35 per share
  • Remaining holdings: 114,164 shares of common stock beneficially owned directly following the transaction
  • SERP units: The 114,164 share total includes 53,269 stock units awarded pursuant to a Supplemental Executive Retirement Plan for the benefit of the reporting person
  • Stock options: Holz also holds four tranches of non-qualified stock options covering a combined 3,099 underlying shares, with exercise prices ranging from $26.12 to $36.46

WAFD CFO Kelli Holz Reports October 31 Share Disposition and Current Holdings

According to the filing, Kelli Holz, identified as EVP and CFO of WAFD Inc, disposed of 2,231 shares of WAFD common stock on October 31, 2026. The transaction was recorded under transaction code F, which denotes shares withheld by the issuer for tax purposes in connection with a vesting event. The price reported was $29.35 per share.

Following the transaction, the filing discloses that Holz directly beneficially owned 114,164 shares of common stock. The filing notes in its explanations that this total includes 53,269 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person, and that holdings also include shares acquired in dividend reinvestment transactions.

In Table II, the filing reports four tranches of non-qualified stock options (right to buy), all held directly. These carry exercise prices of $32.49 (607 shares, exercisable from October 31, 2024, expiring October 31, 2031), $26.12 (1,276 shares, exercisable from October 31, 2023, expiring October 31, 2030), $36.46 (652 shares, exercisable from October 31, 2022, expiring October 31, 2029), and $28.16 (564 shares, exercisable from October 31, 2021, expiring October 31, 2028), for a combined total of 3,099 option shares across all tranches.

What Was Disclosed

The Form 4 filed November 3, 2026, by WAFD Inc EVP and CFO Kelli Holz discloses a tax-withholding disposition of 2,231 common shares at $29.35 on October 31, 2026, leaving direct beneficial ownership of 114,164 shares, plus four tranches of non-qualified stock options.