U S Global Investors Inc CFO Lisa Callicotte filed a Form 4 on November 2, 2026, reporting the acquisition of 363 shares of Class A Common Stock on October 30, 2026, under the company's employee stock purchase plan.

Key Highlights

  • Reporting person: Lisa Callicotte, CFO of U S Global Investors Inc (NASDAQ:GROW)
  • Transaction date: October 30, 2026
  • Shares acquired: 363 shares of Class A Common Stock, coded as transaction type "J"
  • Price per share: $2.61
  • Post-transaction ownership: 39,899 shares held directly following the reported transaction
  • Plan basis: Acquisition described as a restricted stock purchase under the employee stock purchase plan

CFO Callicotte's October 2026 Stock Purchase Plan Transaction at U S Global Investors

According to the Form 4 filed with the SEC on November 2, 2026, Lisa Callicotte, serving as Chief Financial Officer of U S Global Investors Inc, acquired 363 shares of Class A Common Stock at a price of $2.61 per share on October 30, 2026. The filing identifies the transaction code as "J" and notes in its explanation of responses that the acquisition was a "restricted stock purchase under employee stock purchase plan." The shares are reported as directly owned.

U S Global Investors Inc, trading on NASDAQ under the symbol GROW, is the issuer identified in the filing. Following this transaction, the filing discloses that Callicotte directly holds 39,899 shares of Class A Common Stock. No derivative securities transactions were reported in Table II of the filing. The form was signed by Lisa Callicotte and dated November 2, 2026, and was filed by one reporting person acting individually.

What Was Disclosed

The filing disclosed a single acquisition of 363 Class A Common Stock shares by U S Global Investors Inc CFO Lisa Callicotte on October 30, 2026, at $2.61 per share through the employee stock purchase plan, bringing her total direct holdings to 39,899 shares.