MDB Capital Holdings, LLC Chief Financial Officer James Jeremy William filed a statement of changes in beneficial ownership on October 28, 2026, reporting an RSU conversion transaction dated October 26, 2026.

Key Highlights

  • Reporting person: James Jeremy William, CFO of MDB Capital Holdings, LLC (NASDAQ:MDBH)
  • Transaction: 10,000 restricted stock units converted into 10,000 Class A shares on October 26, 2026, via transaction code M
  • Conversion price: The RSUs carried a derivative security price of $0.00 and an exercise price of $1.55 per Class A share acquired
  • Post-transaction direct ownership: 39,839 Class A shares held directly following the reported transaction
  • Remaining RSUs: 40,000 RSUs beneficially owned directly after the transaction, per the filing
  • Conversion basis: According to the filing, restricted stock units convert into Class A shares on a one-for-one basis

CFO William's RSU Conversion at MDB Capital Holdings

According to the filing, James Jeremy William, serving as Chief Financial Officer of MDB Capital Holdings, LLC, executed a transaction on October 26, 2026, in which 10,000 restricted stock units were converted into 10,000 Class A shares. The transaction was coded "M," which under SEC instructions denotes an exercise or conversion of a derivative security. The filing notes that the RSUs convert into Class A shares on a one-for-one basis, and the derivative security price is listed as $0.00, while the price associated with the Class A shares acquired is reported as $1.55.

MDB Capital Holdings, LLC, listed on NASDAQ under the symbol MDBH, is the issuer named in the filing. Following the reported conversion, William directly holds 39,839 Class A shares, according to the disclosure. The filing also indicates that 40,000 RSUs remain beneficially owned directly by William after the transaction. The form was signed by Jeremy James on October 28, 2026, and filed as a report by one reporting person. No amendment date is listed, indicating this is not a revised submission.

The filing was submitted pursuant to Section 16(a) of the Securities Exchange Act of 1934, which requires officers and directors of public companies to report changes in their beneficial ownership of company securities. William's address is listed in the filing as 14135 Midway Road, Suite G-150, Addison, Texas 75001.

What Was Disclosed

MDB Capital Holdings CFO James Jeremy William disclosed the conversion of 10,000 RSUs into 10,000 Class A shares on October 26, 2026, leaving him with 39,839 Class A shares and 40,000 RSUs held directly, according to the filing.