Director Robert Edward Moritz Jr. filed a Form 4 with the SEC on November 2, 2026, disclosing a purchase of Northern Trust Corp common stock on October 30, 2026.
Key Highlights
- Reporting person: Robert Edward Moritz Jr., a director of Northern Trust Corp (NASDAQ:NTRS)
- Transaction: Purchase (code P) of 236 shares of common stock on October 30, 2026
- Price paid: $169.07 per share
- Post-transaction ownership: 8,636 shares of common stock beneficially owned directly following the transaction
- Stock units included: The 8,636 total includes 989 stock units payable automatically on a 1-for-1 basis in shares of the corporation's common stock
- Filing agent: The form was signed by Michael Rouvina as attorney-in-fact for Robert Edward Moritz Jr.
Director Moritz Adds to Northern Trust Stake in Open-Market Purchase
According to the filing, Robert Edward Moritz Jr., listed as a director of Northern Trust Corp, acquired 236 shares of the company's common stock on October 30, 2026, at a price of $169.07 per share. The transaction was coded as a purchase (P) and recorded as an acquisition (A) of non-derivative securities in Table I of the Form 4.
Following the reported transaction, the filing discloses that Moritz directly holds 8,636 shares of Northern Trust common stock. The filing notes, via an explanatory footnote, that this total includes 989 stock units that are "payable automatically on a 1-for-1 basis in shares of the Corporation's common stock." No derivative securities were reported in Table II of the filing.
The Form 4 was filed on November 2, 2026, with the date of earliest transaction listed as October 30, 2026. Michael Rouvina signed the form as attorney-in-fact on behalf of Moritz. The filing was submitted as an individual report by one reporting person and does not indicate that the transaction was made pursuant to a Rule 10b5-1 trading plan.
What Was Disclosed
Director Robert Edward Moritz Jr. reported a direct open-market purchase of 236 Northern Trust Corp common shares at $169.07 each on October 30, 2026, bringing his total direct beneficial ownership to 8,636 shares, including 989 stock units convertible on a 1-for-1 basis.



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