Bradley J. Peterson, Executive Vice President and Chief Information Officer of Nasdaq, Inc., filed a Form 4 on November 6, 2026, disclosing a sale of 5,000 shares of Nasdaq common stock on November 4, 2026.
Key Highlights
- Reporting person: Bradley J. Peterson, EVP and Chief Information Officer of Nasdaq, Inc. (NASDAQ:NDAQ)
- Transaction: Disposition (code S) of 5,000 shares of Common Stock, par value $0.01 per share, on November 4, 2026
- Sale price: $107.75 per share
- Post-transaction ownership: 109,306 shares of common stock beneficially owned directly following the transaction
- Ownership composition: The 109,306 shares include 57,390 shares or units of restricted stock (31,385 vested), 46,618 shares underlying PSUs (36,986 vested), and 5,298 shares purchased under the company's Employee Stock Purchase Plan
- Filing signed: By Alex Kogan, by power of attorney, on November 6, 2026
Peterson's November 2026 Share Sale: Transaction Details
According to the filing, Bradley J. Peterson, who serves as Executive Vice President and Chief Information Officer of Nasdaq, Inc. (NASDAQ:NDAQ), disposed of 5,000 shares of the company's Common Stock, par value $0.01 per share, on November 4, 2026, at a price of $107.75 per share. The transaction is coded "S," indicating an open-market sale. The filing does not indicate that this transaction was made pursuant to a Rule 10b5-1(c) plan, as the relevant checkbox is not marked.
Following the reported transaction, the filing discloses that Peterson directly beneficially owned 109,306 shares. According to footnote 1 in the filing, this total comprises: 57,390 shares or units of restricted stock, of which 31,385 are vested; 46,618 shares of Common Stock underlying PSUs, of which 36,986 are vested; and 5,298 shares of Common Stock purchased under the issuer's Employee Stock Purchase Plan.
The form was filed on November 6, 2026, with the date of earliest transaction listed as November 4, 2026. No derivative securities transactions were reported in Table II of the filing. The form was signed by Alex Kogan, acting by power of attorney on behalf of Peterson.
What Was Disclosed
The filing reports a single open-market sale of 5,000 Nasdaq, Inc. common shares by EVP and CIO Bradley J. Peterson on November 4, 2026, at $107.75 per share, leaving Peterson with 109,306 shares directly beneficially owned.



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