Nicholas Bustle, EVP and Chief Lending Officer of USCB Financial Holdings, Inc. (NASDAQ:USCB), filed a Form 4 on October 30, 2026, reporting a disposition of 1,623 shares of Class A Voting Common Stock on October 28, 2026, at a price of $19.92 per share under transaction code F.

Key Highlights

  • Transaction: 1,623 shares of Class A Voting Common Stock were disposed of on October 28, 2026, at $19.92 per share, coded as an F (tax withholding) transaction.
  • Direct ownership after transaction: Bustle directly holds 45,296 shares of Class A Voting Common Stock following the reported transaction.
  • Indirect ownership: An additional 9,820 shares are held indirectly by daughters and 6,250 shares are held indirectly by spouse, according to the filing.
  • Stock options: Bustle holds two tranches of stock options: 30,000 shares at an exercise price of $11.35 (expiring April 17, 2029) and 40,000 shares at $12.05 (expiring September 27, 2031).
  • Restricted stock included in direct holdings: The 45,296 direct shares include multiple restricted stock grants with varying vesting schedules, as detailed in footnote 1 of the filing.

Bustle's October 28 Share Disposition and Ownership Details at USCB Financial Holdings

According to the Form 4 filing, Nicholas Bustle, identified as EVP and Chief Lending Officer of USCB Financial Holdings, Inc. (NASDAQ:USCB), disposed of 1,623 shares of Class A Voting Common Stock on October 28, 2026. The transaction was coded F, which under SEC Form 4 instructions refers to shares withheld for payment of a tax liability in connection with equity awards. The price associated with the disposal was $19.92 per share.

Following this transaction, the filing reports that Bustle directly owns 45,296 shares of Class A Voting Common Stock. The filing's footnote explains that this total includes 4,631 shares of restricted stock from a grant of 6,947 shares vesting at one-third per year beginning January 21, 2026; 1,087 shares from a grant of 3,261 shares vesting at one-third per year beginning January 22, 2025; 6,666 shares from a grant of 20,000 shares vesting at one-third per year beginning October 28, 2025; and 7,015 shares vesting at one-third per year beginning January 27, 2027.

In addition to direct holdings, the filing discloses that Bustle holds 9,820 shares indirectly through daughters and 6,250 shares indirectly through a spouse. Regarding derivative securities, the filing shows Bustle retains stock options to purchase 30,000 shares of Common Stock at an exercise price of $11.35, with options having begun vesting April 17, 2020 and expiring April 17, 2029, and 40,000 options at $12.05, vesting from September 27, 2022 and expiring September 27, 2031. No derivative securities transactions were reported in this filing. The form was signed by Robert Anderson by power of attorney for Nicholas Bustle on October 30, 2026.

What Was Disclosed

The filing reports a single tax-withholding disposition of 1,623 Class A Voting Common Stock shares at $19.92 on October 28, 2026, by USCB Financial Holdings EVP and Chief Lending Officer Nicholas Bustle, with resulting direct beneficial ownership of 45,296 shares and two existing option tranches totaling 70,000 shares.