Rafael Santana, President and CEO of Westinghouse Air Brake Technologies Corporation, filed a Form 4 on November 4, 2026, disclosing the sale of 2,174 shares of common stock across ten transactions on November 2 and 3, 2026, all made pursuant to a Rule 10b5-1(c) plan.

Key Highlights

  • Reporting person: Rafael Santana, identified in the filing as President and CEO and a Director of Westinghouse Air Brake Technologies Corporation (NYSE:WAB).
  • Shares sold: A total of 2,174 shares of common stock were disposed of across ten separate transaction tranches on November 2 and 3, 2026.
  • Price range: Weighted average sale prices per tranche ranged from $283.8884 to $293.7134, with individual transaction prices spanning $283.4850 to $294.0850 across all tranches.
  • Remaining holdings: Following the reported transactions, Santana directly beneficially owned 112,894 shares of common stock.
  • Rule 10b5-1 plan: The filing indicates all transactions were made pursuant to a contract, instruction, or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
  • All sales direct: All shares disposed of and all remaining beneficial ownership are reported as held directly.

Santana's Nov. 2-3 Share Sales Across Ten Tranches at Weighted Average Prices

According to the Form 4 filed by David L. DeNinno as power of attorney for Rafael Santana on November 4, 2026, Santana sold shares of Westinghouse Air Brake Technologies Corporation common stock in five tranches on November 2, 2026, and five additional tranches on November 3, 2026. The filing identifies Santana as both President and CEO and a Director of the company, which trades on the New York Stock Exchange under the symbol WAB.

On November 2, 2026, the filing reports disposals of 37 shares at a weighted average price of $283.8884, 174 shares at $285.6185, 526 shares at $286.6967, 302 shares at $287.5478, and 48 shares at $288.6413. On November 3, 2026, additional tranches consisted of 66 shares at $289.7868, 131 shares at $291.0989, 398 shares at $291.8788, 334 shares at $292.9125, and 158 shares at $293.7134. The filing notes that each reported price is a weighted average of multiple sub-transactions conducted within a $1.00 price band per tranche.

The filing states that Santana undertakes to provide Westinghouse Air Brake Technologies Corporation, any security holder, or SEC staff with full information on the number of shares sold at each separate price within each tranche's range, upon request. Following all reported transactions, Santana's directly held beneficial ownership stood at 112,894 shares, according to the filing. The form box indicating transactions made pursuant to a Rule 10b5-1(c) plan is checked.

What Was Disclosed

This Form 4 discloses that Rafael Santana, President and CEO and Director of Westinghouse Air Brake Technologies Corporation (NYSE:WAB), sold 2,174 shares of common stock over November 2-3, 2026, in ten tranches under a Rule 10b5-1(c) plan, leaving him with 112,894 directly held shares.