Director Peter E. Raskind filed a Form 4 with the SEC on November 9, 2026, reporting the sale of Capital One Financial Corp common stock on November 6, 2026, under a pre-established Rule 10b5-1 trading plan.

Key Highlights

  • Reporting person: Peter E. Raskind, a director of Capital One Financial Corp (NYSE:COF)
  • Transaction: Sale (code "S") of 1,681 shares of common stock on November 6, 2026
  • Price per share: $201.79
  • Remaining holdings: 32,715 shares held directly following the transaction
  • Trading plan: The sale was executed pursuant to a Rule 10b5-1 plan entered into by Raskind on July 23, 2026
  • Filing signed: By Katherine DeLuca under a power of attorney on file, dated November 9, 2026

Raskind's November 2026 Scheduled Sale of Capital One Common Stock

According to the filing, Peter E. Raskind, identified as a director of Capital One Financial Corp, disposed of 1,681 shares of the company's common stock on November 6, 2026, at a price of $201.79 per share. The transaction is reported as a direct disposition (code "S") under Table I of the Form 4, covering non-derivative securities.

The filing notes in its explanation of responses that "this transaction was executed pursuant to a trading plan entered into by the reporting person on July 23, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended." The form also indicates, via a checked box, that the transaction was made pursuant to a contract, instruction, or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). Following the reported sale, Raskind's direct beneficial ownership of Capital One common stock stood at 32,715 shares, according to the filing. No derivative securities transactions were reported in Table II.

The Form 4 was filed on November 9, 2026, and was signed by Katherine DeLuca under a power of attorney on file on behalf of the reporting person. No amendment to a prior filing was indicated.

What Was Disclosed

Director Peter E. Raskind reported the sale of 1,681 shares of Capital One Financial Corp common stock at $201.79 per share on November 6, 2026, executed under a Rule 10b5-1 plan established July 23, 2026, leaving him with 32,715 directly held shares.