Alexandra Lumpkin, Chief Legal Officer of Real REMAX Group Inc. (NASDAQ:REAX), filed a Form 4 on September 15, 2026, disclosing transactions dated September 13, 2026, including the vesting of restricted stock units and the acquisition of 304 shares of common stock.

Key Highlights

  • Transaction date: September 13, 2026, with the filing submitted September 15, 2026.
  • Shares acquired: 304 shares of common stock were acquired at $0 via an M (exercise/conversion) transaction code.
  • RSU vesting event: 402 RSUs vested on September 13, 2026; 304 were settled in shares and 98 were settled in cash for tax withholding, described as an exempt transaction pursuant to Rule 16b-3(b).
  • Post-transaction ownership: Lumpkin directly held 10,786 shares of common stock following the reported transactions.
  • Remaining derivative holdings: Lumpkin holds RSUs and PSUs covering a total of several thousand underlying shares of common stock across multiple grant tranches, all held directly.
  • Role: Alexandra Lumpkin is identified as an officer with the title Chief Legal Officer.

RSU Vesting Details and Derivative Holdings for Real REMAX Group CLO

According to the filing, Alexandra Lumpkin, Chief Legal Officer of Real REMAX Group Inc. (NASDAQ:REAX), reported that 402 restricted stock units (RSUs) vested on September 13, 2026. Of those, 304 RSUs were settled in shares of common stock, acquired at a price of $0, and 98 RSUs were settled in cash for payment of tax withholding. The filing describes the cash settlement as "an exempt transaction pursuant to Rule 16-3(b)." Following these transactions, Lumpkin directly holds 10,786 shares of common stock, the filing stated.

The filing also discloses several remaining derivative security positions held directly by Lumpkin. One RSU tranche of 1,200 units vests 400 shares quarterly starting September 17, 2026 through March 17, 2027. A second tranche shows 2,499 RSUs remaining after the September 13, 2026 vesting, with future installments scheduled through March 13, 2028. Additional RSU grants cover 7,835 units vesting on a quarterly schedule through March 10, 2029, and 23,332 units beginning with 5,834 shares on March 9, 2027, with quarterly installments continuing through March 9, 2030.

The filing further discloses two performance stock unit (PSU) grants. The filing states each PSU "represents a contingent right to receive one share of Common Stock of the Issuer." One PSU grant totals 8,822 units, with one-quarter vesting on March 15, 2027 and the remainder vesting in equal quarterly installments over the next four quarters. A second PSU grant totals 31,264 units, with one-half vesting on March 15, 2028 and the remainder in equal quarterly installments over the following six quarters. Both PSU grants are described as contingent on the issuer's performance during the applicable performance period.

What Was Disclosed

The filing reports the September 13, 2026 vesting of 402 RSUs for Real REMAX Group's Chief Legal Officer, with 304 settled in shares and 98 in cash for taxes. Post-transaction, Lumpkin directly holds 10,786 common shares and retains multiple RSU and PSU grants.