Richard D Campbell, a director and 10% holder of South Plains Financial, Inc., filed a Form 144 notice on November 3, 2026, disclosing a proposed sale of 160,000 shares of common stock through J.P. Morgan Securities LLC on behalf of Henry Taw LP.

Key Highlights

  • Proposed sale size: 160,000 shares of South Plains Financial common stock, with an aggregate market value of $7,097,600, according to the filing.
  • Seller of record: Henry Taw LP, with Richard D Campbell identified as principal; the filing notes the shares are to be sold "for Henry Taw LP, Richard D Campbell as principal."
  • Relationship to issuer: Richard D Campbell is disclosed as both a Director and a 10% Holder of South Plains Financial, Inc.
  • Original acquisition: 1,690,000 shares were acquired on June 27, 2011 via private pre-IPO investment, described as acquired "in James C. Henry's name," purchased from the issuer for cash.
  • Prior three-month sales: Henry Taw LP sold 132,714 shares on August 3, 2026, for gross proceeds of $5,938,553.36, and 27,286 shares on August 4, 2026, for gross proceeds of $1,231,815.56.
  • Shares outstanding: 18,847,573 shares of common stock were listed as outstanding in the filing.
  • Broker: J.P. Morgan Securities LLC, 270 Park Avenue, 10th Floor, New York, NY 10017, is named as broker; the approximate date of sale is listed as November 3, 2026, on NASDAQ.

South Plains Financial Form 144: Campbell and Henry Taw LP Propose 160,000-Share Common Stock Sale

South Plains Financial, Inc. (NASDAQ:SPFI) is the subject of a Form 144 notice filed November 3, 2026, in which Richard D Campbell, identified in the filing as both a Director and a 10% Holder, proposes to sell 160,000 shares of the company's common stock. The aggregate market value of the proposed sale is listed as $7,097,600. The filing identifies Henry Taw LP as the seller, with Campbell as principal, and J.P. Morgan Securities LLC as the executing broker.

According to the filing, the shares to be sold trace back to a private pre-IPO investment made on June 27, 2011, when 1,690,000 shares were acquired from the issuer for cash, described as acquired "in James C. Henry's name." The filing notes that the total shares of common stock outstanding are 18,847,573.

The filing also discloses sales made by Henry Taw LP during the three months preceding this notice. On August 3, 2026, Henry Taw LP sold 132,714 shares for gross proceeds of $5,938,553.36, and on August 4, 2026, an additional 27,286 shares were sold for gross proceeds of $1,231,815.56. The filing was signed by J.P. Morgan Securities LLC as agent and attorney-in-fact for Richard D. Campbell. South Plains Financial, Inc. is headquartered at 5219 City Bank Parkway, Lubbock, Texas 79407.

What Was Disclosed

A Form 144 notice was filed on November 3, 2026, disclosing a proposed sale of 160,000 shares of South Plains Financial common stock by Henry Taw LP, with Richard D Campbell as principal, through J.P. Morgan Securities LLC, with an aggregate market value of $7,097,600.