Robert W. Hau, EVP and Chief Financial Officer of Pentair plc, filed a Form 3 Initial Statement of Beneficial Ownership with the SEC on November 3, 2026, reporting his initial ownership position as of the event date of November 1, 2026.

Key Highlights

  • Reporting Person: Robert W. Hau, identified in the filing as EVP and Chief Financial Officer of Pentair plc (NYSE:PNR).
  • Event Date: The date of the event requiring the statement is listed as November 1, 2026.
  • No Securities Held: The filing states "No securities are beneficially owned" in both Table I (non-derivative securities) and Table II (derivative securities).
  • Filing Date: The form was signed and filed on November 3, 2026, by John K. Wilson as Attorney-in-Fact for Robert W. Hau.
  • Filing Type: This is an initial statement, not an amendment, as indicated by the absence of a prior filing date in the amendment field.

Pentair CFO Robert W. Hau Reports Zero Initial Beneficial Ownership

According to the filing, Robert W. Hau submitted a Form 3 in connection with his role as EVP and Chief Financial Officer at Pentair plc, traded on the NYSE under the ticker PNR. The event requiring the statement is dated November 1, 2026, and the form was filed two days later on November 3, 2026.

The filing discloses that Hau holds no beneficial ownership of securities in either non-derivative or derivative form. Table I, covering non-derivative securities such as common stock, contains no entries, and Table II, covering derivative securities such as options, warrants, and convertible instruments, likewise contains no entries. The filing's explanation of responses states explicitly: "No securities are beneficially owned."

The form was signed by John K. Wilson as Attorney-in-Fact for Robert W. Hau. Hau's address of record is listed as 5500 Wayzata Boulevard, Suite 900, Golden Valley, Minnesota 55416. The filing was submitted as an individual filing by one reporting person, not as a joint or group filing.

What Was Disclosed

Pentair plc CFO Robert W. Hau filed an initial beneficial ownership statement as of November 1, 2026, reporting no direct or indirect holdings of any non-derivative or derivative securities of Pentair plc at that time.