A Form 4 filed on November 9, 2026, with the SEC disclosed that Robyn Tannenbaum, President and CIO of Advanced Flower Capital Inc. (NASDAQ:AFCG), purchased 10,000 shares of common stock on November 6, 2026, at a weighted average price of $3.09 per share.

Key Highlights

  • Transaction: Robyn Tannenbaum acquired 10,000 shares of AFCG common stock on November 6, 2026, with transaction code "P" (open-market purchase).
  • Weighted average price: The purchase price was $3.09 per share, with individual trades ranging from $3.08 to $3.10, according to the filing.
  • Direct ownership after transaction: Following the purchase, Tannenbaum directly holds 236,907 shares of common stock.
  • Indirect holdings - spouse: An additional 7,128,114 shares are reported as indirectly held by her spouse, with Tannenbaum disclaiming beneficial ownership of those securities.
  • Indirect holdings - foundation: A further 180,400 shares are held by the Tannenbaum Family Foundation, for which the reporting person's spouse serves as President; Tannenbaum disclaims beneficial ownership except to the extent of her pecuniary interest.
  • Role: The filing identifies Tannenbaum as an officer of Advanced Flower Capital Inc., with the title President and CIO.

Tannenbaum's November 6 Open-Market Purchase of Advanced Flower Capital Stock

According to the Form 4 filed November 9, 2026, Robyn Tannenbaum, President and Chief Investment Officer of Advanced Flower Capital Inc. (NASDAQ:AFCG), purchased 10,000 shares of the company's common stock on November 6, 2026. The filing reports a weighted average price of $3.09 per share, noting that the transaction was executed across multiple trades at prices ranging from $3.08 to $3.10. The filing states that Tannenbaum undertakes to provide full information on individual trade prices and share counts upon request to SEC staff, the issuer, or any security holder.

Following the reported purchase, the filing shows Tannenbaum directly owns 236,907 shares of AFCG common stock. In addition, the filing reports two categories of indirect beneficial ownership: 7,128,114 shares held by her spouse, and 180,400 shares held by the Tannenbaum Family Foundation, formerly known as the Leonard M. Tannenbaum Foundation. The filing notes that the reporting person's spouse serves as President of that foundation. For both indirect categories, Tannenbaum expressly disclaims beneficial ownership, with the foundation holding subject to a qualification for her pecuniary interest.

The Form 4 was signed by Gabriel A. Katz as Attorney-in-Fact on November 9, 2026. No derivative securities transactions were reported. The filing does not indicate the purchase was made pursuant to a Rule 10b5-1 trading plan, as the corresponding checkbox on the form was not checked.

What Was Disclosed

The filing disclosed an open-market purchase of 10,000 shares of Advanced Flower Capital Inc. common stock by President and CIO Robyn Tannenbaum on November 6, 2026, at a weighted average price of $3.09, bringing her direct holdings to 236,907 shares.