Director Neil D. Hunt filed a Form 4 with the SEC on November 3, 2026, disclosing a series of transactions in Roku, Inc. (NASDAQ:ROKU) Class A and Class B Common Stock executed on November 2, 2026.

Key Highlights

  • Option exercise: Hunt exercised a fully vested employee stock option at $8.82 per share, acquiring 4,000 shares of Class B Common Stock.
  • Class B conversion: Hunt converted 2,000 shares of Class B Common Stock into 2,000 shares of Class A Common Stock at no cost.
  • Plan-based sales: A total of 2,000 shares of Class A Common Stock were sold pursuant to Hunt's Rule 10b5-1 plan across three tranches on November 2, 2026.
  • Sale prices: The three weighted-average sale prices were $155.85, $157.02, and $157.75 per share, with individual transaction prices ranging from $155.36 to $158.15 per share across all tranches.
  • Remaining holdings: Following all reported transactions, Hunt directly held 9,629 shares of Class A Common Stock and 26,000 shares of Class B Common Stock.
  • Option position: Hunt retains 31,333 employee stock options with an exercise price of $8.82 and an expiration date of August 8, 2027.

Neil Hunt's November 2 Transactions in Roku Class A and Class B Stock

According to the filing, Hunt began the November 2, 2026 activity by exercising a fully vested employee stock option to acquire 4,000 shares of Class B Common Stock at an exercise price of $8.82 per share. He then converted 2,000 of those Class B shares into 2,000 shares of Class A Common Stock, as permitted under Roku's restated certificate of incorporation, which provides that each Class B share is convertible at any time at the option of the holder into one share of Class A Common Stock.

The filing discloses that the 2,000 Class A shares resulting from the conversion were then sold in three separate tranches under Hunt's pre-established Rule 10b5-1 plan. The first tranche of 1,594 shares sold at a weighted average price of $155.85, with individual prices ranging from $155.36 to $156.33 per share. The second tranche of 171 shares sold at a weighted average of $157.02, with prices ranging from $156.37 to $157.27. The third tranche of 235 shares sold at a weighted average of $157.75, with prices ranging from $157.44 to $158.15 per share. The filing notes that full per-share detail for each tranche is available upon request to the issuer, any security holder, or SEC staff.

After all reported transactions, the filing shows Hunt directly owned 9,629 shares of Class A Common Stock and 26,000 shares of Class B Common Stock. His remaining employee stock option position stood at 31,333 options. The filing was signed by Renee Strandness as attorney-in-fact on November 3, 2026, and indicates the sales were made pursuant to a contract, instruction, or written plan satisfying the conditions of Rule 10b5-1(c).

What Was Disclosed

Roku director Neil D. Hunt reported the exercise of 4,000 stock options, conversion of 2,000 Class B shares to Class A shares, and the plan-based sale of 2,000 Class A shares on November 2, 2026, leaving him with 9,629 Class A and 26,000 Class B shares directly held.