Christopher T. Handman, SVP and General Counsel of Roku, Inc. (NASDAQ:ROKU), filed a Form 4 on September 3, 2026, disclosing transactions in Class A Common Stock that occurred on September 1 and September 2, 2026.

Key Highlights

  • RSU vesting: 11,898 restricted stock units vested on September 1, 2026, converting to Class A Common Stock at $0.0 exercise price.
  • Tax withholding: 5,900 shares were withheld by the issuer at $155.53 per share to satisfy income tax withholding obligations connected to the RSU vesting.
  • Open-market sale: 2,999 shares were sold on September 2, 2026, at $155.64 per share pursuant to a Rule 10b5-1 plan.
  • Remaining direct ownership: Handman directly held 8,997 shares of Class A Common Stock following the reported transactions.
  • Remaining RSU balance: Handman retained 59,492 restricted stock units following the vesting event, according to the filing.
  • RSU vesting schedule: The RSU award vests in eight substantially equal quarterly installments, with the first installment having vested on March 1, 2026, or the next business day.

Handman's RSU Vesting, Tax Withholding, and 10b5-1 Sale Details

According to the filing, on September 1, 2026, Handman acquired 11,898 shares of Class A Common Stock through the vesting of restricted stock units (transaction code M) at a price of $0.0. Each RSU represents a contingent right to receive one share of Class A Common Stock of the issuer. The filing notes that the RSU award vests in eight substantially equal quarterly installments, with the first installment having vested on March 1, 2026, or the next business day.

Also on September 1, 2026, the filing discloses that 5,900 shares were disposed of (transaction code F) at $155.53 per share. The filing states these shares "have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 1, 2026." Following this withholding, Handman's direct beneficial ownership stood at 11,996 shares.

On September 2, 2026, the filing reports that Handman sold 2,999 shares at $155.64 per share (transaction code S) pursuant to his Rule 10b5-1 plan. After this sale, his directly held shares totaled 8,997. The filing also indicates the form was filed by one reporting person and that a contract, instruction, or written plan satisfying the affirmative defense conditions of Rule 10b5-1(c) was in place. The form was signed by Renee Strandness as attorney-in-fact on September 3, 2026.

What Was Disclosed

The filing covered an RSU vesting of 11,898 shares, a tax-related share withholding of 5,900 shares at $155.53, and an open-market sale of 2,999 shares at $155.64 under a 10b5-1 plan, leaving Handman with 8,997 directly held shares and 59,492 remaining RSUs.