Gilbert Fuchsberg, President of Subscriptions at Roku, Inc., filed a Form 4 on September 3, 2026, disclosing RSU vestings, a tax-related share withholding, and an open-market sale of Class A Common Stock occurring on September 1 and September 2, 2026.

Key Highlights

  • RSU vesting: 10,322 shares of Class A Common Stock were acquired on September 1, 2026, via RSU conversions at $0.00 exercise price.
  • Tax withholding: 5,710 shares were withheld by Roku on September 1, 2026, at $155.53 per share to satisfy income tax obligations tied to RSU vesting.
  • Open-market sale: 4,824 shares were sold on September 2, 2026, at $155.64 per share pursuant to a Rule 10b5-1 plan.
  • Remaining ownership: Following all reported transactions, Fuchsberg directly held 40,168 shares of Class A Common Stock.
  • RSU balance: After the vesting events, Fuchsberg retained a combined 42,989 unvested RSUs across two remaining grants.
  • Issuer: Roku, Inc. trades under the ticker ROKU; the filing identifies the exchange as NASDAQ:ROKU.

Gilbert Fuchsberg's RSU Vestings, Withholding, and 10b5-1 Sale at Roku

According to the filing, three separate restricted stock unit grants vested on September 1, 2026. The first grant converted 2,623 RSUs, fully exhausting that award. The second converted 4,651 RSUs, leaving 18,602 RSUs remaining. The third converted 3,048 RSUs, leaving 24,387 RSUs remaining. The filing states that each RSU represents "a contingent right to receive one share of Class A Common Stock of the Issuer," and each of the three grants vests in "twelve substantially equal quarterly installments," with first installments on November 15, 2023, November 15, 2024, and November 15, 2025 (or the next business day), respectively.

Also on September 1, 2026, the filing reports that 5,710 shares were withheld by the issuer at $155.53 per share. The filing explains this as shares "withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards." This transaction carried a disposition code of F and reduced Fuchsberg's direct holdings from 50,702 to 44,992 shares.

On September 2, 2026, the filing reports a sale of 4,824 shares at $155.64 per share, coded S, executed pursuant to Fuchsberg's Rule 10b5-1 plan. The form was checked to indicate the transaction was "made pursuant to a contract, instruction or written plan" intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). After this sale, Fuchsberg's directly held position stood at 40,168 shares of Class A Common Stock. The form was signed by Renee Strandness as attorney-in-fact and filed on September 3, 2026.

What Was Disclosed

The filing covers RSU vestings totaling 10,322 shares, a tax withholding of 5,710 shares at $155.53, and a 10b5-1 plan sale of 4,824 shares at $155.64, leaving Fuchsberg with 40,168 directly held shares as of September 2, 2026.