Johnson Controls International plc filed a Form 3 Initial Statement of Beneficial Ownership on November 2, 2026, disclosing that Kathryn K. Rowen, the company's Chief Legal Officer, holds no securities in the issuer as of the event date.

Key Highlights

  • Reporting person: Kathryn K. Rowen, identified in the filing as Chief Legal Officer of Johnson Controls International plc.
  • Event date: November 2, 2026, which is the date of the event requiring the initial statement.
  • No securities held: The filing states explicitly, "No securities are beneficially owned," in both Table I (non-derivative securities) and Table II (derivative securities).
  • Issuer and ticker: Johnson Controls International plc, listed as NYSE:JCI.
  • Signed by attorney-in-fact: The form was signed by Olga Brankov as attorney-in-fact on November 2, 2026.

Rowen's Initial Beneficial Ownership Disclosure at Johnson Controls

According to the filing, Kathryn K. Rowen submitted a Form 3 in her capacity as Chief Legal Officer of Johnson Controls International plc (NYSE:JCI), with an event date of November 2, 2026. The Form 3 serves as an initial statement of beneficial ownership, required under Section 16(a) of the Securities Exchange Act of 1934 when an individual first becomes subject to reporting obligations as a company officer, director, or ten-percent owner.

The filing's explanation of responses states, "No securities are beneficially owned." Table I, which covers non-derivative securities such as common stock, contains no entries. Table II, which covers derivative securities such as options, warrants, and convertible instruments, also contains no entries. The disclosure therefore reflects a starting position of zero direct or indirect beneficial ownership across all security types as of the event date.

The form was filed by one reporting person and was signed by Olga Brankov as attorney-in-fact, with a signature date of November 2, 2026. Rowen's address is listed as 5757 Green Bay Ave, Glendale, Wisconsin 53209, which corresponds to a Johnson Controls corporate address.

What Was Disclosed

Kathryn K. Rowen, Chief Legal Officer of Johnson Controls International plc, filed an initial beneficial ownership statement reporting no holdings of any non-derivative or derivative securities in the company as of November 2, 2026.