Nasdaq Stock Market LLC filed a notification on November 2, 2026, to remove Runway Growth Finance Corp.'s 9.00% Senior Notes due 2027 from listing and registration on the Nasdaq exchange under Section 12(b) of the Securities Exchange Act of 1934.

Key Highlights

  • Security removed: The 9.00% Senior Notes due 2027, described in the filing as "SWK Holdings Corporation 9.00% Senior Notes due 2027," are the subject of the delisting notification.
  • Issuer: Runway Growth Finance Corp., with Commission File Number 001-40938, is identified as the issuer in the filing.
  • Filing party: Nasdaq Stock Market LLC submitted the notification, signed by Jennifer Fainer, CDO Analyst, on November 2, 2026.
  • Regulatory basis: The exchange certified reliance on 17 CFR 240.12d2-2(b), indicating it complied with its own rules to strike the securities from listing and withdraw registration.
  • Issuer address: Runway Growth Finance Corp. is listed at 14755 Preston Rd, Suite 105, Dallas, Texas 75254-8042, according to the filing.

Nasdaq Initiates Removal of Runway Growth Finance Senior Notes

According to the filing, Nasdaq Stock Market LLC submitted the notification to remove Runway Growth Finance Corp.'s 9.00% Senior Notes due 2027 from listing and registration on the exchange. The securities are described in the filing as "SWK Holdings Corporation 9.00% Senior Notes due 2027," and the action is taken under Section 12(b) of the Securities Exchange Act of 1934. The company holds Commission File Number 001-40938 and is registered in Dallas, Texas.

The filing indicates that the exchange relied on 17 CFR 240.12d2-2(b), under which "the Exchange has complied with its rules to strike the class of securities from listing and/or withdraw registration on the Exchange." Nasdaq certified it had reasonable grounds to believe it met all requirements for filing and caused the notification to be signed by Jennifer Fainer, identified as CDO Analyst, on November 2, 2026. Runway Growth Finance Corp. is a business development company that has provided financing solutions to growth-stage companies, with its securities previously listed on NASDAQ:RWAY.

The filing does not specify the precise effective date on which trading in the notes will cease, nor does it include financial metrics or details about the circumstances leading to the removal action. The form also notes that it and an attached notice "will be considered compliance with the provisions of 17 CFR 240.19d-1 as applicable," according to the document's own footnote.

What Was Disclosed

Nasdaq Stock Market LLC notified the SEC on November 2, 2026, of the removal from listing and registration of Runway Growth Finance Corp.'s 9.00% Senior Notes due 2027, citing compliance with 17 CFR 240.12d2-2(b) as the regulatory basis for the action.