SmartFinancial, Inc. director Steven B. Tucker filed a Form 144 notice of proposed sale of securities with the SEC on October 23, 2026, disclosing plans to sell 3,500 shares of common stock through Morgan Stanley Smith Barney LLC.

Key Highlights

  • Seller and role: Steven B. Tucker, listed as a Director of SmartFinancial, Inc., is the person for whose account the securities are to be sold.
  • Shares proposed for sale: 3,500 shares of SmartFinancial common stock, with an aggregate market value of $173,250.00.
  • Approximate sale date: October 23, 2026, to be executed on NYSE through Morgan Stanley Smith Barney LLC Executive Financial Services.
  • Shares outstanding: According to the filing, there are 17,098,473 shares of common stock outstanding.
  • Original acquisition: The 3,500 shares were acquired on March 22, 2018, through previously exercised options from the issuer, with cash payment on the same date.
  • Prior 3-month sales: The filing reports nothing to report for securities sold during the past three months by Tucker.

Tucker's Proposed Rule 144 Sale of SmartFinancial Common Stock

According to the Form 144 filing submitted to the U.S. Securities and Exchange Commission, Steven B. Tucker, a director of SmartFinancial, Inc. (NYSE:SMBK), provided notice of a proposed sale of 3,500 shares of the company's common stock. The filing identifies the broker as Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004. The aggregate market value of the proposed sale is listed as $173,250.00.

The filing discloses that the 3,500 shares were originally acquired on March 22, 2018, through previously exercised options from the issuer, SmartFinancial, Inc., with full cash payment made on the same date. The approximate date of the proposed sale is listed as October 23, 2026, on the NYSE. SmartFinancial, Inc. is headquartered at 5401 Kingston Pike, Suite 600, Knoxville, Tennessee 37919, and carries SEC File Number 001-37661.

The notice states that Tucker represents, by signing the filing, that he "does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed." No prior sales within the past three months were reported by Tucker under the filing's securities-sold disclosure section.

What Was Disclosed

A Form 144 was filed on October 23, 2026, by SmartFinancial, Inc. director Steven B. Tucker, disclosing a proposed sale of 3,500 shares of common stock with an aggregate market value of $173,250.00, acquired in 2018 via previously exercised options.