Tompkins Financial Corporation EVP and Chief HR Officer Stacie M. Mastin filed a Form 4 on November 11, 2026, disclosing a restricted stock grant and related tax-withholding disposals of common stock dated November 9, 2026.

Key Highlights

  • Grant received: Mastin acquired 475 shares of common stock under transaction code A at a price of $100.76 per share on November 9, 2026.
  • Tax-withholding disposals: Three separate F-coded transactions on the same date disposed of 15, 22, and 40 shares, respectively, each at $100.76, to cover taxes upon vesting of restricted stock.
  • Resulting direct ownership: Following all reported transactions, Mastin directly held 2,623.659 shares of common stock.
  • Indirect holdings: The filing also reports 1,111.9994 shares held indirectly through an ESOP and 0 shares held indirectly by spouse.
  • Vesting schedule: According to the filing, the restricted stock grant carries a five-year vesting schedule with 0% vesting in year one and 25% vesting in each of years two through five, and the grant expires ten years from the date of grant.
  • Plan: The grant was made pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan, as disclosed in the filing.

Mastin Restricted Stock Grant and Tax Withholding Details - November 2026

According to the Form 4 filed with the SEC on November 11, 2026, Stacie M. Mastin, EVP and Chief HR Officer of Tompkins Financial Corp (NYSE:TMP), received a grant of 475 shares of common stock on November 9, 2026, at a per-share price of $100.76. The filing states that the restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan.

The filing further reports that on the same date, three separate disposals were recorded under transaction code F, covering 15, 22, and 40 shares, all at $100.76 per share. The filing describes these as "deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock." After all four transactions, Mastin's direct beneficial ownership stood at 2,623.659 shares of common stock.

In addition to direct holdings, the filing discloses indirect ownership of 1,111.9994 shares held through an ESOP and 0 shares attributed to Mastin's spouse. The filing was signed by Stacie M. Mastin and dated November 11, 2026, and was filed by one reporting person with no amendment date indicated.

What Was Disclosed

The filing reports a restricted stock grant of 475 shares to Mastin on November 9, 2026, three tax-withholding share disposals totaling 77 shares on the same date, and resulting direct beneficial ownership of 2,623.659 shares, all at a per-share price of $100.76.