Director Swaminathan Balaji filed a Form 3 Initial Statement of Beneficial Ownership with the SEC on October 28, 2026, disclosing his relationship to BHAV Acquisition Corp II.

Key Highlights

  • Reporting Person: Swaminathan Balaji, listed as a Director of BHAV Acquisition Corp II (NASDAQ:BHAI).
  • No Direct Securities Held: The filing states "No securities are beneficially owned" in Table I and Table II.
  • Sponsor Interest: The filing notes Balaji holds an economic interest in BHAV Partners II LLC, identified as "the Sponsor," and a pecuniary interest in certain securities held by the Sponsor.
  • Disclaimer of Beneficial Ownership: According to the filing, Balaji "disclaims beneficial ownership of such securities except to the extent of her pecuniary interest therein."
  • Event Date: The date of the event requiring the statement is listed as October 28, 2026.
  • Individual Filing: The form was filed by one reporting person, not as a joint or group filing.

Balaji's Initial Ownership Disclosure at BHAV Acquisition Corp II

Swaminathan Balaji submitted a Form 3 to the SEC on October 28, 2026, as required under Section 16(a) of the Securities Exchange Act of 1934. The filing identifies Balaji as a Director of BHAV Acquisition Corp II, traded on NASDAQ:BHAI, with a registered address care of the company at 255 Old New Brunswick Rd., Suite N210, Piscataway, New Jersey 08854. The triggering event date for the statement is also listed as October 28, 2026.

Both Table I, covering non-derivative securities, and Table II, covering derivative securities such as puts, calls, warrants, options, and convertible securities, are left blank. The filing explicitly states "No securities are beneficially owned" in the remarks section, confirming no direct or indirect holdings are reported in either table.

The filing does note, however, that Balaji holds an economic interest in BHAV Partners II LLC, referred to in the filing as "the Sponsor," along with a pecuniary interest in certain of the securities held by that entity. Per the filing's remarks, Balaji "disclaims beneficial ownership of such securities except to the extent of her pecuniary interest therein." No specific share counts, security titles, or valuations associated with the Sponsor interest are disclosed in the form.

What Was Disclosed

Balaji's Form 3 establishes his initial beneficial ownership record as a Director of BHAV Acquisition Corp II, reporting no directly or indirectly held securities but noting an economic and pecuniary interest in the Sponsor entity, BHAV Partners II LLC.