TOP Financial Group Limited filed a Form 8-K with the SEC on September 4, 2026, disclosing the relocation of its headquarters to the United States via a Regulation FD press release.

Key Highlights

  • Headquarters relocation: TOP Financial Group Limited announced the relocation of its headquarters to the United States.
  • New principal address: The company's new address is listed as 4201 Main Street, Suite 200, Houston, Texas 77002.
  • Former address: The company's prior address was 101 Cecil Street, #13-05 Tong Eng Building, Singapore 069533.
  • Exchange listing: Class A Ordinary Shares, par value $0.005 per share, trade under the symbol TOP on the Nasdaq Capital Market (NASDAQ:TOP).
  • Emerging growth company: The registrant confirmed its status as an emerging growth company as defined under applicable SEC rules.
  • Signed by CEO: The filing was signed by Ka Fai Yuen, Chief Executive Officer, on September 4, 2026.

TOP Financial Group Announces U.S. Headquarters Move in Regulation FD Disclosure

According to the filing, TOP Financial Group Limited issued a press release on September 4, 2026, announcing the relocation of its headquarters to the United States. The current report, filed under Item 7.01 (Regulation FD Disclosure), incorporates a copy of that press release as Exhibit 99.1. The company is incorporated in the Cayman Islands and carries Commission File Number 001-41407.

The filing identifies the company's new principal executive office as 4201 Main Street, Suite 200, Houston, Texas 77002, with a registrant telephone number of +65 6252 8998. The former address listed is 101 Cecil Street, #13-05 Tong Eng Building, Singapore 069533, described as the "former name or former address, if changed since last report."

The company disclosed that the information furnished under Item 7.01, including Exhibit 99.1, "shall not be deemed 'filed' for purposes of Section 18 of the Securities Exchange Act of 1934, as amended," and is not subject to the liabilities of that section unless expressly incorporated by specific reference in a subsequent filing. The registrant confirmed its status as an emerging growth company and indicated it has not elected to use the extended transition period for complying with new or revised financial accounting standards.

What Was Disclosed

TOP Financial Group Limited filed an 8-K on September 4, 2026, under Regulation FD, disclosing a press release announcing its headquarters relocation to Houston, Texas, from its former Singapore address. Exhibit 99.1 contains the full press release.