UBS Group AG filed an amended beneficial ownership statement with the SEC on November 4, 2026, disclosing a 6.56% stake in Rising Dragon Acquisition Corp. common stock as of September 30, 2026.

Key Highlights

  • Filer: UBS Group AG, a Switzerland-based institution, filed on behalf of itself and its wholly owned subsidiary UBS Securities LLC.
  • Aggregate beneficial ownership: 225,438 shares of Rising Dragon Acquisition Corp. common stock, representing 6.56% of the class.
  • Shared voting power: UBS Group AG reported shared voting power over 225,438 shares, with sole voting power of 0.
  • Shared dispositive power: The filing disclosed shared dispositive power over only 984 shares, with sole dispositive power of 0.
  • Triggering event date: The event requiring this filing occurred on September 30, 2026.
  • Amendment: This filing is Amendment No. 1 to a previously filed statement.

UBS Group AG Discloses Ownership Position in Rising Dragon Acquisition Corp.

According to the filing, UBS Group AG, organized in Switzerland and headquartered at Bahnhofstrasse 45, Zurich, reported aggregate beneficial ownership of 225,438 shares of common stock in Rising Dragon Acquisition Corp., a company whose principal executive offices are listed at No. 604, Yixing Road, Taiyuan City, China. The shares carry the CUSIP number G7576K107. The filing is classified under reporting person type "BK," indicating the filer's status as a bank as referenced in the form.

The filing states that UBS Group AG holds shared voting power over all 225,438 shares reported as beneficially owned, while its shared dispositive power covers only 984 shares. Sole voting power and sole dispositive power are both reported as zero. The statement was filed by UBS Group AG on behalf of itself and its wholly owned subsidiary UBS Securities LLC, as identified under Item 7 of the disclosure. Director Andrew Johnson signed the filing on November 4, 2026.

The filing includes a certification stating that, to the best of the filer's knowledge, "the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities." Items 5, 8, and 9 of the filing, covering ownership of 5% or less of a class, group membership, and dissolution of group, are each noted as "Not Applicable."

What Was Disclosed

UBS Group AG disclosed, via an amended beneficial ownership filing effective September 30, 2026, that it beneficially owns 225,438 shares of Rising Dragon Acquisition Corp. common stock, equal to 6.56% of the class, with the position held through shared voting arrangements and filed jointly on behalf of subsidiary UBS Securities LLC.