Santhosh Keshavan, Executive Vice President and Chief Technology Officer of Voya Financial, Inc. (NYSE:VOYA), filed a Form 4 on August 24, 2026, disclosing the sale of 35,587 shares of common stock on August 21, 2026, pursuant to a pre-established Rule 10b5-1 trading plan.

Key Highlights

  • Two sale transactions: Santhosh Keshavan disposed of 17,794 shares at a weighted average price of $98.073 and 17,793 shares at a weighted average price of $98.074, both on August 21, 2026.
  • Price ranges disclosed: The first transaction was executed at prices ranging from $97.34 to $98.89; the second ranged from $97.35 to $98.82.
  • Remaining direct ownership: Following the transactions, the reporting person directly held 1,342 shares of common stock.
  • Rule 10b5-1 plan: The sales were made pursuant to a trading plan adopted by the reporting person on May 22, 2026.
  • Derivative securities held: The reporting person retains 25,595 restricted stock units, 61,003 performance stock units, and 35,587 performance-based stock options, all held directly.

Voya Financial CTO Share Sales and Remaining Holdings Detailed in Form 4

According to the filing, Santhosh Keshavan, identified in the remarks section as Executive Vice President and Chief Technology Officer of Voya Financial, Inc., executed two separate dispositions of common stock on August 21, 2026. The first sale involved 17,794 shares at a weighted average price of $98.073 per share, with individual trade prices ranging from $97.34 to $98.89. The second sale involved 17,793 shares at a weighted average price of $98.074, with trade prices ranging from $97.35 to $98.82. Both transactions carry transaction code "S" and are classified as disposals.

The filing states that both sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2026. The filing also notes that the reporting person "undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price." Following the two transactions, Keshavan's direct beneficial ownership of common stock stood at 1,342 shares, as reported in the filing.

In Table II, the filing discloses that the reporting person continues to hold derivative securities directly: 25,595 restricted stock units and 61,003 performance stock units, both described as awarded as compensation and convertible to common stock based on the achievement of certain performance factors, and 35,587 performance-based stock options that vest based on conditions set forth in their respective agreements. The form was signed by Julie Watson as Attorney-in-Fact on August 24, 2026.

What Was Disclosed

The filing reports two sales of Voya Financial common stock totaling 35,587 shares by the company's Chief Technology Officer on August 21, 2026, under a pre-established Rule 10b5-1 plan, with 1,342 shares remaining in direct ownership after the transactions.