A Form 4 filed on September 10, 2026 disclosed that Jarrett R. Lilien, President and Chief Operating Officer of WisdomTree, Inc. (NYSE:WT), sold 30,000 shares of common stock on September 9, 2026 under a pre-established Rule 10b5-1 trading plan.

Key Highlights

  • Shares sold: 30,000 shares of WisdomTree, Inc. common stock disposed of on September 9, 2026.
  • Sale price: $24.56 per share, per the filing.
  • Post-transaction ownership: 1,080,245 shares beneficially owned directly following the reported transaction.
  • 10b5-1 plan: The sale was made pursuant to a Rule 10b5-1 trading plan established by the reporting person on November 24, 2025.
  • Unvested restricted stock included: The post-transaction total includes 114,570 shares vesting January 25, 2027; 59,724 shares vesting January 25, 2028; and 23,785 shares vesting January 25, 2029.
  • Signed by attorney-in-fact: The form was signed by Marci Frankenthaler as attorney-in-fact on September 10, 2026.

Details of the Lilien Transaction at WisdomTree

According to the filing, Lilien R. Jarrett, serving as President and Chief Operating Officer of WisdomTree, Inc. (NYSE:WT), disposed of 30,000 shares of the company's common stock on September 9, 2026, at a price of $24.56 per share. The transaction is coded "S" in Table I of the Form 4, indicating a sale. The filing confirms this is a direct ownership transaction.

The filing notes that the sale "was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on November 24, 2025," and that accordingly "the reporting person had no discretion with regard to the timing of the transaction." The filing further states that "all sales by the reporting person are subject to the Issuer's equity ownership requirements."

Following the reported transaction, the filing shows 1,080,245 shares beneficially owned directly by the reporting person. The filing discloses that this total includes restricted stock awards with future vesting dates: 114,570 shares vesting on January 25, 2027; 59,724 shares vesting on January 25, 2028; and 23,785 shares vesting on January 25, 2029. No derivative securities transactions were reported in Table II of the filing.

What Was Disclosed

The Form 4 reported a single sale of 30,000 shares of WisdomTree, Inc. common stock by the company's President and COO on September 9, 2026, at $24.56 per share, executed under a pre-established Rule 10b5-1 plan, leaving 1,080,245 shares directly held.