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Lument Finance Trust, Inc. announced on November 9, 2026, that it expects to file its Quarterly Report for the quarter ended September 30, 2026, and will host a live investor conference call on November 13, 2026.
Securitize Corp. filed an 8-K on November 9, 2026, announcing a definitive agreement to acquire River One (River Credit Labs Inc.), an institutional warehouse financing platform focused on connecting stablecoin capital with traditional lending markets.
Cohen & Steers, Inc. filed a preliminary assets under management report on November 9, 2026, disclosing total AUM of $99.6 billion as of October 31, 2026, up from $95.9 billion at September 30, 2026.
Hennessy Capital Partners VI LLC, Hennessy Capital Group LLC, Daniel J. Hennessy, and Thomas D. Hennessy filed an amended beneficial ownership statement with the SEC on November 9, 2026, reporting combined holdings in Namib Minerals as of September 30, 2026.
Soleus Capital Master Fund, L.P. and related entities filed an amended Schedule 13G with the SEC on November 9, 2026, disclosing beneficial ownership of 5,090,000 shares of Evolus, Inc. common stock as of September 30, 2026.
CrossingBridge Advisors, LLC filed a Schedule 13G with the SEC on November 9, 2026, disclosing beneficial ownership of 8,946,692 shares of common stock in Neighborhood Intelligence, Inc. as of September 30, 2026.
CSS LLC/IL filed Amendment No. 2 to a Schedule 13G on November 9, 2026, disclosing beneficial ownership of 816,968 common shares of Special Opportunities Fund, Inc., representing 7.234% of the class, based on a triggering event dated October 30, 2026.
Jerry Baack filed Amendment No. 4 to a Schedule 13G with the SEC on November 9, 2026, disclosing beneficial ownership of 1,366,928 shares of Bridgewater Bancshares, Inc. common stock as of September 30, 2026.
Point72 Asset Management, L.P., Point72 Capital Advisors, Inc., and Steven A. Cohen filed a joint Schedule 13G with the SEC on November 9, 2026, disclosing beneficial ownership of 2,720,043 ordinary shares of Immunocore Holdings plc as of November 6, 2026.
W. R. Berkley Corporation and its subsidiary Berkley Insurance Company filed Amendment No. 3 to Schedule 13G with the SEC on November 9, 2026, reporting beneficial ownership of ordinary shares in YHN Acquisition I Limited as of September 30, 2026.
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