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Lisata Therapeutics, Inc. filed a Form 8-K on November 9, 2026, reporting the results of its 2026 annual meeting of stockholders, at which six of seven voted proposals were approved and one proposal regarding preferred stock conversion was adjourned to November 30, 2026.
U.S. GoldMining Inc. filed a Form 8-K on November 9, 2026, disclosing that on November 6, 2026, it entered into a securities purchase agreement with an institutional investor to sell 408,163 shares of common stock at $4.90 per share in a registered direct offering.
Reliance Global Group, Inc. filed a Form 8-K on November 9, 2026, disclosing the November 3, 2026 acquisition of the Oblivus GPU cloud computing platform from Skyportal Inc. for a closing cash payment of $3,000,000, along with a planned trading symbol change from EZRA …
TechPrecision Corporation filed a Form 8-K on November 9, 2026, disclosing that on November 3, 2026, the company and its subsidiaries Ranor, Inc. and STADCO entered into a new financing agreement with Rosenthal & Rosenthal, Inc. providing up to $10 million in total credit …
Air Industries Group filed a Form 8-K on November 9, 2026, disclosing the date of its 2026 Annual Meeting of Stockholders, the record date for that meeting, and the deadlines by which stockholders must submit director nominations and proposals.
LASE Corp. filed a Form 8-K on November 9, 2026, disclosing the appointment of Sanjay Adhav and Timothy A. Peterman as directors to fill two existing Board vacancies, effective November 3, 2026.
Our Bond, Inc. filed a Form 8-K on November 9, 2026, disclosing that on November 5, 2026, the company and Ascent Partners Fund LLC entered into an amendment to their Securities Purchase Agreement dated November 3, 2026.
Windward Bio Group AG filed a Form 8-A12B on November 9, 2026, registering its common shares, CHF 0.015 par value per share, for listing on The Nasdaq Stock Market LLC.
Upland Software, Inc. filed a Form 8-K on November 9, 2026, disclosing that it entered into a Dividend Waiver Agreement with Ulysses Aggregator, LP, the holder of all outstanding shares of the company's Series A Convertible Preferred Stock, effective October 1, 2026.
Citigroup Inc. and Citigroup Global Markets Holdings Inc. filed a Form 8-A12B on November 9, 2026, to register Medium-Term Senior Notes, Series N, Floating Rate Notes Due November 7, 2031 on the New York Stock Exchange.
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