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Apollo Commercial Real Estate Finance Removes Shares From Four S-8 Registrations

Apollo Commercial Real Estate Finance, Inc. filed a Post-Effective Amendment No. 1 to four Form S-8 registration statements on November 6, 2026, removing from registration all unsold or unissued shares of common stock in connection with the company's approved Plan of Complete Liquidation and …

Aditi Sarkar | 06 November 2026

Baldwin Insurance Group Stockholders Asked to Vote on $32.50 Merger

The Baldwin Insurance Group, Inc. filed an amended preliminary proxy statement (PRER14A, Amendment No. 1) on November 6, 2026, asking stockholders to vote on a merger agreement that would pay Class A common stockholders $32.50 per share in cash.

Anjali Anand | 06 November 2026

Apollo Commercial Real Estate Finance Removes Equity Plan Shares After Dissolution Vote

Apollo Commercial Real Estate Finance, Inc. filed a Post-Effective Amendment No. 1 to four Form S-8 registration statements on November 6, 2026, removing from registration all unsold or unissued shares of common stock under its equity incentive plans in connection with the company's approved …

Anjali Anand | 06 November 2026

Blue Gold Limited Adds PKF Littlejohn Audit Report to F-1

Blue Gold Limited filed Post-Effective Amendment No. 2 to its Form F-1 registration statement (Registration No. 333-295618) with the SEC on November 6, 2026, solely to include the previously omitted audit report of PKF Littlejohn LLP on the company's consolidated financial statements for the …

Anjali Anand | 06 November 2026

Citigroup 1.5-Year Autocallable Notes Linked to XLE and XOP

Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., filed a free writing prospectus on November 6, 2026, for 1.5-year autocallable contingent coupon securities linked to the worst of two energy ETFs, XLE and XOP, with a stated pricing date of November 25, 2026, …

Shwetambri Chauhan | 06 November 2026

Top Ships Files F-3 to Register 40.6M Resale Shares

TOP Ships Inc. filed a Form F-3 registration statement with the U.S. Securities and Exchange Commission on November 6, 2026, covering the resale of up to 40,583,330 common shares by selling shareholders connected to a senior convertible note and warrant transaction.

Aakashdeep | 06 November 2026

NMP Acquisition Corp. Proxy Seeks Extension to July 31, 2027 for GTS Combination

NMP Acquisition Corp. filed a definitive proxy statement on November 6, 2026, asking shareholders to vote at a December 8, 2026 Annual General Meeting on extending the company's business combination deadline from January 2, 2027 to July 31, 2027, primarily to allow more time …

Manish Choudhary | 06 November 2026

Airship AI Holdings 2026 Annual Meeting: Nevada Reincorporation Vote Set

Airship AI Holdings, Inc. filed a Definitive Proxy Statement on November 6, 2026, inviting stockholders to a virtual annual meeting scheduled for December 17, 2026, at which they will vote on director elections, auditor ratification, and a proposed reincorporation from Delaware to Nevada.

Aakashdeep | 06 November 2026

Dominari Holdings Blattner, Parsley, Wool Director Vote Set

Dominari Holdings Inc. filed a Definitive Proxy Statement on November 6, 2026, soliciting stockholder votes for its 2026 Annual Meeting of Stockholders scheduled for December 9, 2026, at 9:30 a.m. Eastern Time.

Aditi Sarkar | 06 November 2026

NaaS Technology Files F-3 Shelf for Up to $200M in Securities

NaaS Technology Inc. filed a Form F-3 shelf registration statement with the U.S. Securities and Exchange Commission on November 6, 2026, seeking to register up to US$200,000,000 in various classes of securities for potential future offerings.

Nitish Kishor | 06 November 2026
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