Cathay General Bancorp officer Albert Sun filed a Form 144 notice of proposed sale on October 26, 2026, disclosing plans to sell 960 shares of common stock through Charles Schwab & Co., Inc.

Key Highlights

  • Seller and role: Albert Sun, identified as an officer of Cathay General Bancorp, filed the notice.
  • Shares proposed for sale: 960 shares of common stock, with an aggregate market value of $62,352.00.
  • Source of shares: The 960 shares were acquired on September 25, 2026, via a restricted stock lapse from Cathay General Bancorp, classified as equity compensation.
  • Approximate sale date: October 26, 2026, through broker Charles Schwab & Co., Inc., located in Westlake, TX.
  • Total shares outstanding: According to the filing, 66,713,820 shares of common stock were outstanding at the time of the notice.
  • Prior sales: The filing reports nothing to report for securities sold during the past 3 months by the person for whose account the securities are to be sold.

Cathay General Bancorp Officer Files Rule 144 Notice for Restricted Stock Lapse Shares

According to the Form 144 filing submitted to the U.S. Securities and Exchange Commission, Albert Sun, an officer of Cathay General Bancorp (NASDAQ:CATY), provided notice of a proposed sale of 960 shares of the company's common stock. The filing indicates the approximate date of sale as October 26, 2026, and names Charles Schwab & Co., Inc. as the executing broker. The aggregate market value of the proposed sale is listed as $62,352.00.

The filing discloses that the 960 shares were acquired on September 25, 2026, through a restricted stock lapse transaction, with Cathay General Bancorp identified as the person from whom the securities were acquired. The nature of payment is described as equity compensation, and the date of payment is listed as September 25, 2026. The issuer's address is given as 777 N Broadway, Los Angeles, California 90012.

The filing further states that no securities of the issuer were sold by Albert Sun during the past three months prior to this notice. The total number of shares or other units outstanding at the time of the filing is reported as 66,713,820. The notice was signed by Albert Sun and is dated October 26, 2026.

What Was Disclosed

Albert Sun, an officer of Cathay General Bancorp, filed a Form 144 notice on October 26, 2026, proposing the sale of 960 shares of common stock obtained via a restricted stock lapse, with an aggregate market value of $62,352.00 and no prior sales in the past three months reported.