Robinhood Markets, Inc. filed its quarterly report on Form 10-Q with the U.S. Securities and Exchange Commission on October 28, 2026, covering the fiscal quarter ended September 30, 2026.

Key Highlights

  • Share count as of October 21, 2026: 793,425,151 shares of Class A common stock and 107,066,126 shares of Class B common stock were outstanding, according to the filing.
  • Convertible Notes issued: The company disclosed 0.00% convertible senior notes issued on June 25, 2026, along with related capped call transactions entered into on June 22 and June 23, 2026.
  • Large accelerated filer status: The registrant indicated it qualifies as a large accelerated filer under Rule 12b-2 of the Exchange Act.
  • Business combinations and deconsolidation: The filing includes dedicated notes covering business combinations (Note 3) and a deconsolidation event (Note 4) during the reported period.
  • Legal and regulatory matters: The filing references commitments and contingencies in Note 16, as well as an updated Risk Factors section spanning Item 1A of Part II.
  • Trading on NASDAQ: Class A common stock, $0.0001 par value per share, trades on The Nasdaq Stock Market LLC under the symbol HOOD (NASDAQ:HOOD).

Robinhood's September 2026 Quarterly Disclosure: Key Financials and Corporate Developments

Robinhood Markets, Inc., headquartered at 85 Willow Rd, Menlo Park, CA 94025, submitted its quarterly report covering the three-month period ended September 30, 2026. The filing, identified under Commission File Number 001-40691, is a Delaware-incorporated company operating a retail financial services platform that offers equity, options, and cryptocurrency trading to customers, according to the filing's description of business.

Among the notable corporate finance items disclosed, the company reported the issuance of 0.00% convertible senior notes on June 25, 2026. In connection with the pricing of those notes, Robinhood Markets entered into capped call transactions on June 22, 2026, and on June 23, 2026, following the initial purchasers' full exercise of their option to purchase additional notes, as stated in the filing's glossary section. The filing also notes the existence of fixed-term securities lending agreements with two financial institution counterparties.

The quarterly report addresses a business combination and a deconsolidation event, each covered in separate notes to the unaudited condensed consolidated financial statements. The filing further contains sections on goodwill and intangible assets, income taxes, securities borrowing and lending, derivatives and hedging activities, and leases, reflecting the breadth of Robinhood's financial operations. The company also disclosed two venture fund vehicles, Robinhood Ventures Fund I (RVI) and Robinhood Ventures Fund II (RVII), for which its subsidiary RHV serves as investment adviser under the Investment Company Act of 1940.

What Was Disclosed

Robinhood Markets, Inc. filed a Form 10-Q for the quarter ended September 30, 2026, reporting 793,425,151 Class A and 107,066,126 Class B shares outstanding as of October 21, 2026, and disclosing the issuance of 0.00% convertible senior notes and related capped call transactions completed in June 2026.