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Capital International Investors filed an amended beneficial ownership statement with the SEC on November 5, 2026, disclosing a 10.3% stake in Aurora Innovation, Inc. (NASDAQ:AUR) as of the event date of October 30, 2026.
Great Southern Bancorp, Inc. filed its Form 10-Q for the quarterly period ended September 30, 2026, with the SEC on November 6, 2026, reporting third-quarter net income of $14.009 million and total assets of $5.821 billion.
Unilever PLC officer Fabian T. Garcia filed a Form 144 notice on November 6, 2026, disclosing a proposed sale of 32,000 American Depositary Shares on the New York Stock Exchange through Fidelity Brokerage Services LLC.
Director Robert M. Brill filed a Form 4 with the SEC on November 6, 2026, disclosing an automatic grant of 11,100 shares of CVD Equipment Corp common stock on November 5, 2026, the date of the company's 2026 Annual Meeting of Shareholders.
Director Anne DelSanto filed a Form 4 with the SEC on November 6, 2026, reporting the sale of 265 shares of Advanced Energy Industries Inc common stock on November 5, 2026, under a pre-established Rule 10b5-1 trading plan.
Ellington Financial Inc. filed its Form 10-Q with the SEC on November 6, 2026, reporting unaudited condensed consolidated financial results for the quarterly and nine-month periods ended September 30, 2026.
Donald S. Swartz, CEO, President, and Director of Rare Earths Americas, Inc., filed a statement of changes in beneficial ownership on November 6, 2026, disclosing a disposition of common stock on November 4, 2026, related to the settlement of vested restricted stock units.
Jennifer S. Grafton, Chief Operating Officer, General Counsel, and Secretary of Rare Earths Americas, Inc., filed a statement of changes in beneficial ownership on November 6, 2026, reporting a November 4, 2026 transaction in the company's common stock.
Morgan Stanley Finance LLC filed a Free Writing Prospectus to Preliminary Pricing Supplement No. 19,795 on November 6, 2026, disclosing terms for SPXFP Callable Jump Notes due December 4, 2031, guaranteed by Morgan Stanley.
Tootsie Roll Industries, Inc. filed its Form 10-Q for the quarterly period ended September 30, 2026, with the SEC on November 6, 2026, reporting third-quarter net product sales of $227,163 thousand and year-to-date net product sales of $528,594 thousand.
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