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Community Trust Bancorp Inc /KY/ Executive Vice President Andy D. Waters filed a Form 4 on November 9, 2026, disclosing a disposition of 320 shares of common stock on November 6, 2026.
Cullen/Frost Bankers, Inc. filed a notification with the SEC on November 9, 2026, seeking the voluntary withdrawal of its Common Stock and Series B preferred depositary shares from listing and registration on the New York Stock Exchange.
Fox Corporation filed an Amendment No. 1 to its Form 8-K on November 9, 2026, supplementing its original November 6, 2026 current report to provide historical financial statements of Roku, Inc. and required pro forma financial information following the completion of the Roku acquisition.
TriGemX Bio, Inc. filed a Form 425 on November 9, 2026, disclosing the appointment of Daniel Lynch as Chairman of the TriGemX Bio Board of Directors in connection with the company's proposed business combination with TCGX Acquisition Corp. (NASDAQ:TCGX).
David E. Lazar filed an initial statement of beneficial ownership with the SEC on November 9, 2026, disclosing his acquisition of preferred shares in Highway Holdings Ltd (NASDAQ:HIHO) following a securities purchase agreement dated November 4, 2026.
California Resources Corp President and CEO Francisco Leon filed a Form 4 on November 9, 2026, disclosing an open-market purchase of 800 shares of common stock on November 6, 2026.
Cullen/Frost Bankers, Inc. filed a Form 8-A registration statement on November 9, 2026, to register its common stock and depositary shares on the Texas Stock Exchange in connection with a transfer of its listing from the New York Stock Exchange.
Anteris Technologies Global Corp. filed its annual report on Form 10-K with the U.S. Securities and Exchange Commission for the fiscal year ended December 31, 2025, representing the company's first annual report following its initial public offering completed in December 2024.
Anteris Technologies Global Corp. filed a definitive proxy statement on November 9, 2026, calling stockholders to a 2026 Annual Meeting on December 2, 2026, at 4:00 p.m. Central time, with a broad agenda spanning director elections, auditor ratification, and numerous equity award approvals.
Qualys, Inc. filed an 8-K press release on November 9, 2026, announcing the expansion of its global mROC partner program to include Claroty, Lookout, NowSecure, Nozomi Networks, and Okta, along with two new partner authorization tracks.
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