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Melvin Flowers Gets 645 DSUs and 2,659 Options at Broadridge

Director Melvin L. Flowers filed a Form 4 with the SEC on November 12, 2026, reporting the grant of 645 Deferred Stock Units and 2,659 stock options in Broadridge Financial Solutions, Inc. on November 10, 2026.

Anjali Anand | 12 November 2026

Duelks Receives 645 DSUs and 2,659 Options at Broadridge

Director Robert N. Duelks filed a Form 4 with the SEC on November 12, 2026, reporting the grant of 645 Deferred Stock Units and 2,659 stock options in Broadridge Financial Solutions, Inc. (NYSE:BR) on November 10, 2026.

Vinay Lochav | 12 November 2026

Annette Nazareth Gets 645 DSUs and 2,659 Options at Broadridge

Director Annette L. Nazareth filed a Form 4 with the SEC on November 12, 2026, reporting the grant of 645 Deferred Stock Units and 2,659 stock options in Broadridge Financial Solutions, Inc. on November 10, 2026.

Vinay Lochav | 12 November 2026

Mosconi Receives 645 DSUs and 2,659 Options at Broadridge

Director Patricia Ann Mosconi filed a Form 4 with the SEC on November 12, 2026, reporting the grant of 645 Deferred Stock Units and 2,659 stock options in Broadridge Financial Solutions, Inc. common stock on November 10, 2026.

Anjali Anand | 12 November 2026

Eileen K. Murray Gets 1,132 DSUs and 4,668 Options at Broadridge

Director Eileen K. Murray filed a Form 4 on November 12, 2026, disclosing the grant of 1,132 Deferred Stock Units and 4,668 stock options in Broadridge Financial Solutions, Inc. (NYSE:BR) on November 10, 2026.

Vinay Lochav | 12 November 2026

Alpha Cognition Q3 2026: Revenue Triples, Net Loss Widens

Alpha Cognition Inc. filed its Form 10-Q for the quarterly period ended September 30, 2026 with the U.S. Securities and Exchange Commission on November 12, 2026, reporting sharply higher product revenue alongside a widening net loss.

Vinay Lochav | 12 November 2026

Rockwell Automation Files Annual Report for Fiscal Year 2026

Rockwell Automation, Inc. filed its annual report on Form 10-K with the U.S. Securities and Exchange Commission on November 12, 2026, covering the fiscal year ended September 30, 2026.

Aditi Sarkar | 12 November 2026

Basswood Capital Sells and Buys Regional Management Shares Nov 9-11

Basswood Capital Management, L.L.C. and related reporting persons filed a Form 4 on November 12, 2026, disclosing a series of sales and purchases of Regional Management Corp. common stock on November 9 and November 11, 2026.

Shwetambri Chauhan | 12 November 2026

FMR LLC Sells 228,454 Avalyn Pharma Shares in November 2026

FMR LLC filed a Form 4 with the SEC on November 12, 2026, disclosing four sales of Avalyn Pharma Inc. (NASDAQ:AVLN) common stock executed on November 9 and November 10, 2026, through F-Prime Capital Partners Healthcare Fund V LP.

Aakashdeep | 12 November 2026

Tallapragada Srinivas Gets 645 DSUs and 2,659 Options at Broadridge

Director Srinivas Tallapragada filed a Form 4 with the SEC on November 12, 2026, disclosing the grant of 645 Deferred Stock Units and 2,659 stock options in Broadridge Financial Solutions, Inc. on November 10, 2026.

Aakashdeep | 12 November 2026
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