Director Melvin L. Flowers filed a Form 4 with the SEC on November 12, 2026, reporting the grant of 645 Deferred Stock Units and 2,659 stock options in Broadridge Financial Solutions, Inc. on November 10, 2026.
Director Robert N. Duelks filed a Form 4 with the SEC on November 12, 2026, reporting the grant of 645 Deferred Stock Units and 2,659 stock options in Broadridge Financial Solutions, Inc. (NYSE:BR) on November 10, 2026.
Director Annette L. Nazareth filed a Form 4 with the SEC on November 12, 2026, reporting the grant of 645 Deferred Stock Units and 2,659 stock options in Broadridge Financial Solutions, Inc. on November 10, 2026.
Director Patricia Ann Mosconi filed a Form 4 with the SEC on November 12, 2026, reporting the grant of 645 Deferred Stock Units and 2,659 stock options in Broadridge Financial Solutions, Inc. common stock on November 10, 2026.
Director Eileen K. Murray filed a Form 4 on November 12, 2026, disclosing the grant of 1,132 Deferred Stock Units and 4,668 stock options in Broadridge Financial Solutions, Inc. (NYSE:BR) on November 10, 2026.
Alpha Cognition Inc. filed its Form 10-Q for the quarterly period ended September 30, 2026 with the U.S. Securities and Exchange Commission on November 12, 2026, reporting sharply higher product revenue alongside a widening net loss.
Rockwell Automation, Inc. filed its annual report on Form 10-K with the U.S. Securities and Exchange Commission on November 12, 2026, covering the fiscal year ended September 30, 2026.
Basswood Capital Management, L.L.C. and related reporting persons filed a Form 4 on November 12, 2026, disclosing a series of sales and purchases of Regional Management Corp. common stock on November 9 and November 11, 2026.
FMR LLC filed a Form 4 with the SEC on November 12, 2026, disclosing four sales of Avalyn Pharma Inc. (NASDAQ:AVLN) common stock executed on November 9 and November 10, 2026, through F-Prime Capital Partners Healthcare Fund V LP.
Director Srinivas Tallapragada filed a Form 4 with the SEC on November 12, 2026, disclosing the grant of 645 Deferred Stock Units and 2,659 stock options in Broadridge Financial Solutions, Inc. on November 10, 2026.