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Director Go Byeong Ok filed a Form 3 initial statement of beneficial ownership with the SEC on November 12, 2026, reporting no securities of Roze AI Inc. beneficially owned as of the event date of September 28, 2026.
Director Inger Lee filed an initial statement of beneficial ownership with the SEC on November 12, 2026, reporting no securities beneficially owned in ROZE AI INC. as of the event date of September 28, 2026.
The Bank of Nova Scotia filed a free writing prospectus on November 12, 2026, disclosing terms of Contingent Income Auto-Callable Securities with Memory Coupon due on or about November 26, 2027, linked to the common stock of Meta Platforms, Inc.
AQR Capital Management, LLC and AQR Capital Management Holdings, LLC filed an amended Schedule 13G with the SEC on November 12, 2026, reporting beneficial ownership of 2,133,804 shares of Kemper Corp common stock as of September 30, 2026.
An initial statement of beneficial ownership was filed on November 12, 2026, by David Ruppel, President and Chief Executive Officer of Commercial Vehicle Group, Inc., disclosing that no securities are beneficially owned as of the event date of November 9, 2026.
BofA Finance LLC filed a free writing prospectus on November 12, 2026, disclosing terms for Accelerated Return Notes linked to the iShares U.S. Aerospace & Defense ETF, with a principal amount of $10.00 per unit and an approximately 14-month term.
Director Michael J. Foster filed a Form 4 with the SEC on November 12, 2026, reporting the sale of 10,000 shares of Sabra Health Care REIT, Inc. common stock on November 11, 2026.
Director Carl Stanton filed a Form 4 with the SEC on November 12, 2026, reporting the acquisition of two restricted stock unit awards totaling 423,463 shares of Class A Common Stock of XCF Global, Inc. (NASDAQ:SAFX), both dated November 4, 2026, at a price …
Director Melvin L. Flowers filed a Form 4 with the SEC on November 12, 2026, reporting the grant of 645 Deferred Stock Units and 2,659 stock options in Broadridge Financial Solutions, Inc. on November 10, 2026.
Director Robert N. Duelks filed a Form 4 with the SEC on November 12, 2026, reporting the grant of 645 Deferred Stock Units and 2,659 stock options in Broadridge Financial Solutions, Inc. (NYSE:BR) on November 10, 2026.
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